To view the PDF file, sign up for a MySharenet subscription.

OLD MUTUAL PLC - Notification of Major Interest in Shares

Release Date: 23/09/2016 16:50
Code(s): OML     PDF:  
Wrap Text
Notification of Major Interest in Shares

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL

For filings with the FCA include the annex
For filings with issuer exclude the annex


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are             Old Mutual PLC
attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights                                                              X
An acquisition or disposal of qualifying financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached                                 -
An acquisition or disposal of instruments with similar economic effect to qualifying
financial instruments                                                                                    -
An event changing the breakdown of voting rights                                                         -
Other (please
specify):                                                                                                -

3. Full name of person(s) subject to the
                                                                         BlackRock, Inc.
notification obligation: iii



4. Full name of shareholder(s)
 (if different from 3.):iv

5. Date of the transaction and date on
which the threshold is crossed or                                     22 September, 2016
reached: v
6. Date on which issuer notified:                                     23 September, 2016

7. Threshold(s) that is/are crossed or
                                                   Voting rights attached to shares holding for BlackRock, Inc.
reached: vi, vii                                                       has gone above 5%


                                             
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of        Situation previous                Resulting situation after the triggering transaction
shares               to the triggering
                     transaction
                                                                                                                      x
if possible using    Number          Number            Number          Number of voting         % of voting rights
the ISIN CODE        of              of                of shares       rights
                     Shares          Voting                            Direct           xii
                                                       Direct          xi      Indirect         Direct        Indirect
                                     Rights

GB00B77J0862         245,429,713     245,429,713       N/A             N/A      246,790,915     N/A           5.00%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction
Type of financial          Expiration       Exercise/                   Number of voting              % of voting
                                xiii                             xiv
instrument                 date             Conversion Period           rights that may be            rights
                                                                        acquired if the
                                                                        instrument is
                                                                        exercised/ converted.


Securities Lending                                                      13,550,340                    0.27%



C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi


Resulting situation after the triggering transaction
                                                                                                                          xix,
Type of financial     Exercise       Expirati     Exercise/            Number of voting          % of voting rights
                                                                                                 xx
instrument            price          on date      Conversion           rights instrument
                                     xvii                xviii
                                                  period               refers to


                                                                                                 Nominal        Delta
CFD                                                                    1,332,601
                                                                                                 0.02%          0.02%



Total (A+B+C)
Number of voting rights                                      Percentage of voting rights

261,673,856                                                  5.30%


                                                       
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

See Annex 1




Proxy Voting:
10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease
to hold:

12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:                   BlackRock Regulatory Threshold Reporting Team



14. Contact name:                             Marc-Oliver Lesch


15. Contact telephone number:                 020 7743 3650




                                          3
Annex 1

                                            % of voting       % of voting rights
                                                                                    Total of both if
                                            rights if it      through financial
                                                                                    it equals or is
                                            equals or is      instruments if it
Name                                                                                higher than the
                                            higher than the   equals or is higher
                                                                                    notifiable
                                            notifiable        than the notifiable
                                                                                    threshold
                                            threshold         threshold
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC
BlackRock Holdco 6, LLC
BlackRock Delaware Holdings Inc.
BlackRock Fund Advisors
BlackRock Institutional Trust Company,
National Association

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Capital Holdings, Inc.
BlackRock Advisors, LLC

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock (Singapore) Holdco Pte. Ltd.
BlackRock Asia-Pac Holdco, LLC
BlackRock HK Holdco Limited
BlackRock Cayco Limited
BlackRock Trident Holding Company Limited
BlackRock Japan Holdings GK
BlackRock Japan Co., Ltd.

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Australia Holdco Pty. Ltd.
BlackRock Investment Management
(Australia) Limited
                                           
BlackRock, Inc.
Trident Merger, LLC
BlackRock Investment Management, LLC

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Group Limited
BlackRock Advisors (UK) Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Group Limited
BlackRock Investment Management (UK)
Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Group Limited
BlackRock Investment Management (UK)
Limited
BlackRock Asset Management Deutschland
AG

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Group Limited
BlackRock International Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC
BlackRock Holdco 6, LLC
BlackRock Delaware Holdings Inc.
                                        
BlackRock Fund Advisors

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Canada Holdings LP
BlackRock Canada Holdings ULC
BlackRock Asset Management Canada
Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock (Singapore) Holdco Pte. Ltd.
BlackRock Asia-Pac Holdco, LLC
BlackRock HK Holdco Limited
BlackRock Asset Management North Asia
Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock (Singapore) Holdco Pte. Ltd.
BlackRock (Singapore) Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Group Limited
BlackRock (Netherlands) B.V.

Sponsor:
Merrill Lynch South Africa (Pty) Ltd
                                             
Joint Sponsor:
Nedbank Capital




                  

Date: 23/09/2016 04:50:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story