Wrap Text
TR-1: Standard form for notification of major holdings
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Hammerson Plc
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
Name J.P. Morgan Securities LLC
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
15 October 2018
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 17 October 2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
0.00% 5.05% 5.05% 778,619,363
1
threshold was
crossed or reached
Position of previous
notification (if 0.08% 4.94% 5.02%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB0004065016 0 0.00%
SUBTOTAL 8. A 0 0.00%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.
Physically Settled 07/09/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 05/10/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 12/10/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 15/06/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 19/10/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 29/06/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 26/10/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 13/07/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 02/11/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 27/07/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 09/11/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 10/08/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 16/11/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 24/08/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 23/11/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 14/09/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 30/11/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 28/09/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 07/12/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 22/06/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 14/12/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 20/07/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 21/12/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 17/08/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 29/12/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 21/09/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 04/01/2021 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 06/07/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 11/01/2021 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 28/08/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 18/01/2021 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 03/08/2020 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 25/01/2021 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 08/02/2021 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 01/02/2021 600,000
Call: 7.864, Put: 5.243 0.08%
Call or Put Option*
Physically Settled 15/01/2019 739,705
Call: 7.479, Put: 4.986 0.09%
Call or Put Option*
Physically Settled 22/01/2019 739,705
Call: 7.479, Put: 4.986 0.09%
Call or Put Option*
Physically Settled 29/01/2019 739,705
Call: 7.479, Put: 4.986 0.09%
Call or Put Option*
Physically Settled 26/02/2019 739,705
Call: 7.479, Put: 4.986 0.09%
Call or Put Option*
Physically Settled 12/02/2019 739,705
Call: 7.479, Put: 4.986 0.09%
Call or Put Option*
Physically Settled 05/03/2019 739,705
Call: 7.479, Put: 4.986 0.09%
Call or Put Option*
Physically Settled 05/02/2019 739,705
Call: 7.479, Put: 4.986 0.09%
Call or Put Option*
Physically Settled 12/03/2019 739,705
Call: 7.479, Put: 4.986 0.09%
Call or Put Option*
Physically Settled 19/02/2019 739,705
Call: 7.479, Put: 4.986 0.09%
Call or Put Option*
Physically Settled 19/03/2019 739,705
Call: 7.479, Put: 4.986 0.09%
Call or Put Option*
Right of Recall n/a n/a 940,000 0.12%
SUBTOTAL 8. B 1 29,337,050 3.77%
* Please note that either a call or a put option (but not both) can be exercised upon maturity, de-
pending on the share price of Hammerson Plc.
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/ Physical or
Type of financial Expiration Number of
Conversion Pe- cash % of voting rights
instrument datex voting rights
riod xi settlementxii
Cash-settled
Cash
Equity Swap 11/12/2018 11/12/2018 83,912 0.01
Cash-settled
Cash
Equity Swap 08/02/2019 08/02/2019 3,351 0.00
Cash-settled
Cash
Equity Swap 11/02/2019 11/02/2019 3,111 0.00
Cash-settled
Cash
Equity Swap 12/02/2019 12/02/2019 10,308 0.00
Cash-settled
Cash
Equity Swap 13/02/2019 13/02/2019 3,323 0.00
Cash-settled
Cash
Equity Swap 14/02/2019 14/02/2019 8,985 0.00
Cash-settled
Cash
Equity Swap 15/02/2019 15/02/2019 4,821 0.00
Cash-settled
Cash
Equity Swap 18/02/2019 18/02/2019 13,255 0.00
Cash-settled
Cash
Equity Swap 19/02/2019 19/02/2019 4,331 0.00
Cash-settled
Cash
Equity Swap 20/02/2019 20/02/2019 14,853 0.00
Cash-settled
Cash
Equity Swap 21/02/2019 21/02/2019 17,151 0.00
Cash-settled
Cash
Equity Swap 22/02/2019 22/02/2019 5,811 0.00
Cash-settled
Cash
Equity Swap 25/02/2019 25/02/2019 1,264,545 0.16
Cash-settled
Cash
Equity Swap 26/02/2019 26/02/2019 2,658 0.00
Cash-settled
Cash
Equity Swap 27/02/2019 27/02/2019 11,747 0.00
Cash-settled
Cash
Equity Swap 28/02/2019 28/02/2019 10,734 0.00
Cash-settled
Cash
Equity Swap 01/03/2019 01/03/2019 3,581 0.00
Cash-settled
Cash
Equity Swap 04/03/2019 04/03/2019 8,465 0.00
Cash-settled
Cash
Equity Swap 05/03/2019 05/03/2019 6,786 0.00
Cash-settled
Cash
Equity Swap 06/03/2019 06/03/2019 5,803 0.00
Cash-settled
Cash
Equity Swap 07/03/2019 07/03/2019 6,683 0.00
Cash-settled
Cash
Equity Swap 08/03/2019 08/03/2019 2,259,789 0.29
Cash-settled
Cash
Equity Swap 11/03/2019 11/03/2019 10,295 0.00
Cash-settled
Cash
Equity Swap 12/03/2019 12/03/2019 13,097 0.00
Cash-settled
Cash
Equity Swap 13/03/2019 13/03/2019 6,321 0.00
Cash-settled
Cash
Equity Swap 14/03/2019 14/03/2019 15,969 0.00
Cash-settled
Cash
Equity Swap 15/03/2019 15/03/2019 18,140 0.00
Cash-settled
Cash
Equity Swap 18/03/2019 18/03/2019 8,363 0.00
Cash-settled
Cash
Equity Swap 19/03/2019 19/03/2019 7,759 0.00
Cash-settled
Cash
Equity Swap 20/03/2019 20/03/2019 9,129 0.00
Cash-settled
Cash
Equity Swap 21/03/2019 21/03/2019 10,852 0.00
Cash-settled
Cash
Equity Swap 22/03/2019 22/03/2019 4,554 0.00
Cash-settled
Cash
Equity Swap 26/03/2019 26/03/2019 708 0.00
Cash-settled
Cash
Equity Swap 29/03/2019 29/03/2019 5,651 0.00
Cash-settled
Cash
Equity Swap 01/04/2019 01/04/2019 843 0.00
Cash-settled
Cash
Equity Swap 02/04/2019 02/04/2019 2,893 0.00
Cash-settled
Cash
Equity Swap 08/04/2019 08/04/2019 4,346 0.00
Cash-settled
Cash
Equity Swap 11/04/2019 11/04/2019 4,641 0.00
Cash-settled
Cash
Equity Swap 12/04/2019 12/04/2019 635,441 0.08
Cash-settled
Cash
Equity Swap 15/04/2019 15/04/2019 6,699 0.00
Cash-settled
Cash
Equity Swap 16/04/2019 16/04/2019 11,207 0.00
Cash-settled
Cash
Equity Swap 17/04/2019 17/04/2019 4,221 0.00
Cash-settled
Cash
Equity Swap 18/04/2019 18/04/2019 178,714 0.02
Cash-settled
Cash
Equity Swap 23/04/2019 23/04/2019 160,685 0.02
Cash-settled
Cash
Equity Swap 24/04/2019 24/04/2019 55 0.00
Cash-settled
Cash
Equity Swap 25/04/2019 25/04/2019 29,194 0.00
Cash-settled
Cash
Equity Swap 26/04/2019 26/04/2019 16,033 0.00
Cash-settled
Cash
Equity Swap 29/04/2019 29/04/2019 8,725 0.00
Cash-settled
Cash
Equity Swap 30/04/2019 30/04/2019 10,323 0.00
Cash-settled
Cash
Equity Swap 01/05/2019 01/05/2019 12,613 0.00
Cash-settled
Cash
Equity Swap 02/05/2019 02/05/2019 14,705 0.00
Cash-settled
Cash
Equity Swap 03/05/2019 03/05/2019 12,956 0.00
Cash-settled
Cash
Equity Swap 08/05/2019 08/05/2019 10,044 0.00
Cash-settled
Cash
Equity Swap 09/05/2019 09/05/2019 5,795 0.00
Cash-settled
Cash
Equity Swap 10/05/2019 10/05/2019 9,732 0.00
Cash-settled
Cash
Equity Swap 13/05/2019 13/05/2019 984 0.00
Cash-settled
Cash
Equity Swap 14/05/2019 14/05/2019 1,590 0.00
Cash-settled
Cash
Equity Swap 15/05/2019 15/05/2019 6,607 0.00
Cash-settled
Cash
Equity Swap 16/05/2019 16/05/2019 16,690 0.00
Cash-settled
Cash
Equity Swap 17/05/2019 17/05/2019 6,138 0.00
Cash-settled
Cash
Equity Swap 20/05/2019 20/05/2019 10,553 0.00
Cash-settled
Cash
Equity Swap 22/05/2019 22/05/2019 12,356 0.00
Cash-settled
Cash
Equity Swap 24/05/2019 24/05/2019 4,444 0.00
Cash-settled
Cash
Equity Swap 28/05/2019 28/05/2019 5,638 0.00
Cash-settled
Cash
Equity Swap 29/05/2019 29/05/2019 8,225 0.00
Cash-settled
Cash
Equity Swap 30/05/2019 30/05/2019 5,433 0.00
Cash-settled
Cash
Equity Swap 31/05/2019 31/05/2019 10,593 0.00
Cash-settled
Cash
Equity Swap 03/06/2019 03/06/2019 10,535 0.00
Cash-settled
Cash
Equity Swap 04/06/2019 04/06/2019 6,722 0.00
Cash-settled
Cash
Equity Swap 05/06/2019 05/06/2019 36,544 0.00
Cash-settled
Cash
Equity Swap 06/06/2019 06/06/2019 7,755 0.00
Cash-settled
Cash
Equity Swap 07/06/2019 07/06/2019 1,902 0.00
Cash-settled
Cash
Equity Swap 10/06/2019 10/06/2019 1,866 0.00
Cash-settled
Cash
Equity Swap 11/06/2019 11/06/2019 6,708 0.00
Cash-settled
Cash
Equity Swap 12/06/2019 12/06/2019 45,249 0.01
Cash-settled
Cash
Equity Swap 13/06/2019 13/06/2019 6,958 0.00
Cash-settled
Cash
Equity Swap 14/06/2019 14/06/2019 6,315 0.00
Cash-settled
Cash
Equity Swap 17/06/2019 17/06/2019 97,680 0.01
Cash-settled
Cash
Equity Swap 18/06/2019 18/06/2019 10,108 0.00
Cash-settled
Cash
Equity Swap 19/06/2019 19/06/2019 3,353 0.00
Cash-settled
Cash
Equity Swap 20/06/2019 20/06/2019 8,262 0.00
Cash-settled
Cash
Equity Swap 21/06/2019 21/06/2019 3,426 0.00
Cash-settled
Cash
Equity Swap 24/06/2019 24/06/2019 5,857 0.00
Cash-settled
Cash
Equity Swap 25/06/2019 25/06/2019 9,190 0.00
Cash-settled
Cash
Equity Swap 26/06/2019 26/06/2019 11,876 0.00
Cash-settled
Cash
Equity Swap 28/06/2019 28/06/2019 4,203 0.00
Cash-settled
Cash
Equity Swap 01/07/2019 01/07/2019 3,657 0.00
Cash-settled
Cash
Equity Swap 02/07/2019 02/07/2019 1,674 0.00
Cash-settled
Cash
Equity Swap 05/07/2019 05/07/2019 1,239 0.00
Cash-settled
Cash
Equity Swap 08/07/2019 08/07/2019 1,643 0.00
Cash-settled
Cash
Equity Swap 17/07/2019 17/07/2019 56,707 0.01
Cash-settled
Cash
Equity Swap 19/07/2019 19/07/2019 463 0.00
Cash-settled
Cash
Equity Swap 09/08/2019 09/08/2019 2,557,743 0.33
Cash-settled
Cash
Equity Swap 22/08/2019 22/08/2019 22,200 0.00
Cash-settled
Cash
Equity Swap 17/09/2019 17/09/2019 22 0.00
Cash-settled
Cash
Equity Swap 23/09/2019 23/09/2019 10,755 0.00
Cash-settled
Cash
Equity Swap 02/10/2019 02/10/2019 2,358 0.00
Cash-settled
Cash
Equity Swap 16/10/2019 16/10/2019 105,796 0.01
Cash-settled
Cash
Equity Swap 21/10/2019 21/10/2019 183,811 0.02
Cash-settled
Cash
Equity Swap 13/11/2019 13/11/2019 7,061 0.00
Cash-settled
Cash
Equity Swap 19/11/2019 19/11/2019 80,897 0.01
Cash-settled
Cash
Equity Swap 06/01/2020 06/01/2020 9,698 0.00
Cash-settled
Cash
Equity Swap 15/04/2020 15/04/2020 1,203 0.00
Cash-settled
Cash
Equity Swap 17/04/2020 17/04/2020 3 0.00
Cash-settled
Cash
Equity Swap 08/02/2023 08/02/2023 1,564,334 0.20
Cash-settled
Cash
Equity Swap 17/04/2023 17/04/2023 2,562 0.00
SUBTOTAL
8.B.2
9,992,292 1.28%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
5.05% 5.05%
plc
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
JPMorgan Chase & Co.
JPMorgan Chase Hold-
ings LLC
J.P. Morgan Broker-
Dealer Holdings Inc.
J.P. Morgan Securities
LLC
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationxvi
Table 8A) Includes stock borrows of 15,088,828 (1.94%)
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
Place of completion London, United Kingdom
Date of completion 17 October 2018
For further information contact:
Michael Pasmore
Assistant Company Secretary
Tel: +44 (0)20 7887 1000
Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on
the Johannesburg Stock Exchange.
Joint Sponsors:
Deutsche Securities (SA) Proprietary Limited
Java Capital
18 October 2018
Date: 18/10/2018 11:50:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
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