Wrap Text
TR-1: Standard form for notification of major holdings
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Hammerson Plc
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
Name J.P. Morgan Securities LLC
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
17 October 2018
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 19 October 2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
0.10% 4.96% 5.06% 777,932,363
crossed or reached
Position of previous
Below minimum Below minimum Below minimum
notification (if
applicable) threshold threshold threshold
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB0004065016 844,147 0.10%
SUBTOTAL 8. A 844,147 0.10%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.
Physically Settled
Call: 7.864, Put: 5.243 739,705 0.10
Call or Put Option* 15/01/2019
Physically Settled
Call: 7.864, Put: 5.243 739,705 0.10
Call or Put Option* 22/01/2019
Physically Settled
Call: 7.864, Put: 5.243 739,705 0.10
Call or Put Option* 29/01/2019
Physically Settled
Call: 7.864, Put: 5.243 739,705 0.10
Call or Put Option* 05/02/2019
Physically Settled
Call: 7.864, Put: 5.243 739,705 0.10
Call or Put Option* 12/02/2019
Physically Settled
Call: 7.864, Put: 5.243 739,705 0.10
Call or Put Option* 19/02/2019
Physically Settled
Call: 7.864, Put: 5.243 739,705 0.10
Call or Put Option* 26/02/2019
Physically Settled
Call: 7.864, Put: 5.243 739,705 0.10
Call or Put Option* 05/03/2019
Physically Settled
Call: 7.864, Put: 5.243 739,705 0.10
Call or Put Option* 12/03/2019
Physically Settled
Call: 7.864, Put: 5.243 739,705 0.10
Call or Put Option* 19/03/2019
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 15/06/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 22/06/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 29/06/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 06/07/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 13/07/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 20/07/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 27/07/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 03/08/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 10/08/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 17/08/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 24/08/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 28/08/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 07/09/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 14/09/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 21/09/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 28/09/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 05/10/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 12/10/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 19/10/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 26/10/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 02/11/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 09/11/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 16/11/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 23/11/2020
Physically Settled
Call: 7.864, Put: 5.243 600,000 0.08
Call or Put Option* 30/11/2020
Physically Settled
Call: 7.479, Put: 4.986 600,000 0.08
Call or Put Option* 07/12/2020
Physically Settled
Call: 7.479, Put: 4.986 600,000 0.08
Call or Put Option* 14/12/2020
Physically Settled
Call: 7.479, Put: 4.986 600,000 0.08
Call or Put Option* 21/12/2020
Physically Settled
Call: 7.479, Put: 4.986 600,000 0.08
Call or Put Option* 29/12/2020
Physically Settled
Call: 7.479, Put: 4.986 600,000 0.08
Call or Put Option* 04/01/2021
Physically Settled
Call: 7.479, Put: 4.986 600,000 0.08
Call or Put Option* 11/01/2021
Physically Settled
Call: 7.479, Put: 4.986 600,000 0.08
Call or Put Option* 18/01/2021
Physically Settled
Call: 7.479, Put: 4.986 600,000 0.08
Call or Put Option* 25/01/2021
Physically Settled
Call: 7.479, Put: 4.986 600,000 0.08
Call or Put Option* 01/02/2021
Physically Settled
Call: 7.479, Put: 4.986 600,000 0.08
Call or Put Option* 08/02/2021
SUBTOTAL 8. B 1 28,397,050 3.65%
* Please note that either a call or a put option (but not both) can be exercised upon maturity, de-
pending on the share price of Hammerson Plc.
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/ Physical or
Type of financial Expiration Number of
Conversion Pe- cash % of voting rights
instrument datex voting rights
riod xi settlementxii
Cash-settled
Cash 352 0.00
Equity Swap 30/11/2018 30/11/2018
Cash-settled
Cash 83,912 0.01
Equity Swap 11/12/2018 11/12/2018
Cash-settled
Cash 3,351 0.00
Equity Swap 08/02/2019 08/02/2019
Cash-settled
Cash 3,111 0.00
Equity Swap 11/02/2019 11/02/2019
Cash-settled
Cash 10,308 0.00
Equity Swap 12/02/2019 12/02/2019
Cash-settled
Cash 3,323 0.00
Equity Swap 13/02/2019 13/02/2019
Cash-settled
Cash 8,985 0.00
Equity Swap 14/02/2019 14/02/2019
Cash-settled
Cash 4,821 0.00
Equity Swap 15/02/2019 15/02/2019
Cash-settled
Cash 13,255 0.00
Equity Swap 18/02/2019 18/02/2019
Cash-settled
Cash 4,331 0.00
Equity Swap 19/02/2019 19/02/2019
Cash-settled
Cash 14,853 0.00
Equity Swap 20/02/2019 20/02/2019
Cash-settled
Cash 17,151 0.00
Equity Swap 21/02/2019 21/02/2019
Cash-settled
Cash 5,811 0.00
Equity Swap 22/02/2019 22/02/2019
Cash-settled
Cash 1,264,545 0.16
Equity Swap 25/02/2019 25/02/2019
Cash-settled
Cash 2,658 0.00
Equity Swap 26/02/2019 26/02/2019
Cash-settled
Cash 11,747 0.00
Equity Swap 27/02/2019 27/02/2019
Cash-settled
Cash 10,734 0.00
Equity Swap 28/02/2019 28/02/2019
Cash-settled
Cash 3,581 0.00
Equity Swap 01/03/2019 01/03/2019
Cash-settled
Cash 8,465 0.00
Equity Swap 04/03/2019 04/03/2019
Cash-settled
Cash 6,786 0.00
Equity Swap 05/03/2019 05/03/2019
Cash-settled
Cash 5,803 0.00
Equity Swap 06/03/2019 06/03/2019
Cash-settled
Cash 6,683 0.00
Equity Swap 07/03/2019 07/03/2019
Cash-settled
Cash 2,259,789 0.29
Equity Swap 08/03/2019 08/03/2019
Cash-settled
Cash 10,295 0.00
Equity Swap 11/03/2019 11/03/2019
Cash-settled
Cash 13,097 0.00
Equity Swap 12/03/2019 12/03/2019
Cash-settled
Cash 6,321 0.00
Equity Swap 13/03/2019 13/03/2019
Cash-settled
Cash 15,969 0.00
Equity Swap 14/03/2019 14/03/2019
Cash-settled
Cash 18,140 0.00
Equity Swap 15/03/2019 15/03/2019
Cash-settled
Cash 8,363 0.00
Equity Swap 18/03/2019 18/03/2019
Cash-settled
Cash 7,759 0.00
Equity Swap 19/03/2019 19/03/2019
Cash-settled
Cash 9,129 0.00
Equity Swap 20/03/2019 20/03/2019
Cash-settled
Cash 10,852 0.00
Equity Swap 21/03/2019 21/03/2019
Cash-settled
Cash 4,554 0.00
Equity Swap 22/03/2019 22/03/2019
Cash-settled
Cash 708 0.00
Equity Swap 26/03/2019 26/03/2019
Cash-settled
Cash 5,651 0.00
Equity Swap 29/03/2019 29/03/2019
Cash-settled
Cash 843 0.00
Equity Swap 01/04/2019 01/04/2019
Cash-settled
Cash 2,893 0.00
Equity Swap 02/04/2019 02/04/2019
Cash-settled
Cash 4,346 0.00
Equity Swap 08/04/2019 08/04/2019
Cash-settled
Cash 4,641 0.00
Equity Swap 11/04/2019 11/04/2019
Cash-settled
Cash 917,613 0.12
Equity Swap 12/04/2019 12/04/2019
Cash-settled
Cash 6,699 0.00
Equity Swap 15/04/2019 15/04/2019
Cash-settled
Cash 11,207 0.00
Equity Swap 16/04/2019 16/04/2019
Cash-settled
Cash 4,221 0.00
Equity Swap 17/04/2019 17/04/2019
Cash-settled
Cash 232,502 0.03
Equity Swap 18/04/2019 18/04/2019
Cash-settled
Cash 104,522 0.01
Equity Swap 23/04/2019 23/04/2019
Cash-settled
Cash 55 0.00
Equity Swap 24/04/2019 24/04/2019
Cash-settled
Cash 29,194 0.00
Equity Swap 25/04/2019 25/04/2019
Cash-settled
Cash 16,033 0.00
Equity Swap 26/04/2019 26/04/2019
Cash-settled
Cash 8,725 0.00
Equity Swap 29/04/2019 29/04/2019
Cash-settled
Cash 10,323 0.00
Equity Swap 30/04/2019 30/04/2019
Cash-settled
Cash 12,613 0.00
Equity Swap 01/05/2019 01/05/2019
Cash-settled
Cash 14,705 0.00
Equity Swap 02/05/2019 02/05/2019
Cash-settled
Cash 12,956 0.00
Equity Swap 03/05/2019 03/05/2019
Cash-settled
Cash 10,044 0.00
Equity Swap 08/05/2019 08/05/2019
Cash-settled
Cash 5,795 0.00
Equity Swap 09/05/2019 09/05/2019
Cash-settled
Cash 9,732 0.00
Equity Swap 10/05/2019 10/05/2019
Cash-settled
Cash 984 0.00
Equity Swap 13/05/2019 13/05/2019
Cash-settled
Cash 1,590 0.00
Equity Swap 14/05/2019 14/05/2019
Cash-settled
Cash 6,607 0.00
Equity Swap 15/05/2019 15/05/2019
Cash-settled
Cash 16,690 0.00
Equity Swap 16/05/2019 16/05/2019
Cash-settled
Cash 6,138 0.00
Equity Swap 17/05/2019 17/05/2019
Cash-settled
Cash 10,553 0.00
Equity Swap 20/05/2019 20/05/2019
Cash-settled
Cash 12,356 0.00
Equity Swap 22/05/2019 22/05/2019
Cash-settled
Cash 4,444 0.00
Equity Swap 24/05/2019 24/05/2019
Cash-settled
Cash 5,638 0.00
Equity Swap 28/05/2019 28/05/2019
Cash-settled
Cash 8,225 0.00
Equity Swap 29/05/2019 29/05/2019
Cash-settled
Cash 5,433 0.00
Equity Swap 30/05/2019 30/05/2019
Cash-settled
Cash 10,593 0.00
Equity Swap 31/05/2019 31/05/2019
Cash-settled
Cash 10,535 0.00
Equity Swap 03/06/2019 03/06/2019
Cash-settled
Cash 6,722 0.00
Equity Swap 04/06/2019 04/06/2019
Cash-settled
Cash 36,544 0.00
Equity Swap 05/06/2019 05/06/2019
Cash-settled
Cash 7,755 0.00
Equity Swap 06/06/2019 06/06/2019
Cash-settled
Cash 1,902 0.00
Equity Swap 07/06/2019 07/06/2019
Cash-settled
Cash 1,866 0.00
Equity Swap 10/06/2019 10/06/2019
Cash-settled
Cash 6,708 0.00
Equity Swap 11/06/2019 11/06/2019
Cash-settled
Cash 65,642 0.01
Equity Swap 12/06/2019 12/06/2019
Cash-settled
Cash 6,958 0.00
Equity Swap 13/06/2019 13/06/2019
Cash-settled
Cash 6,315 0.00
Equity Swap 14/06/2019 14/06/2019
Cash-settled
Cash 95,076 0.01
Equity Swap 17/06/2019 17/06/2019
Cash-settled
Cash 10,108 0.00
Equity Swap 18/06/2019 18/06/2019
Cash-settled
Cash 3,353 0.00
Equity Swap 19/06/2019 19/06/2019
Cash-settled
Cash 8,262 0.00
Equity Swap 20/06/2019 20/06/2019
Cash-settled
Cash 3,426 0.00
Equity Swap 21/06/2019 21/06/2019
Cash-settled
Cash 5,857 0.00
Equity Swap 24/06/2019 24/06/2019
Cash-settled
Cash 9,190 0.00
Equity Swap 25/06/2019 25/06/2019
Cash-settled
Cash 11,876 0.00
Equity Swap 26/06/2019 26/06/2019
Cash-settled
Cash 4,203 0.00
Equity Swap 28/06/2019 28/06/2019
Cash-settled
Cash 3,657 0.00
Equity Swap 01/07/2019 01/07/2019
Cash-settled
Cash 1,674 0.00
Equity Swap 02/07/2019 02/07/2019
Cash-settled
Cash 1,239 0.00
Equity Swap 05/07/2019 05/07/2019
Cash-settled
Cash 1,643 0.00
Equity Swap 08/07/2019 08/07/2019
Cash-settled
Cash 50,054 0.01
Equity Swap 17/07/2019 17/07/2019
Cash-settled
Cash 463 0.00
Equity Swap 19/07/2019 19/07/2019
Cash-settled
Cash 2,004 0.00
Equity Swap 05/08/2019 05/08/2019
Cash-settled
Cash 2,385,520 0.31
Equity Swap 09/08/2019 09/08/2019
Cash-settled
Cash 22,200 0.00
Equity Swap 22/08/2019 22/08/2019
Cash-settled
Cash 22 0.00
Equity Swap 17/09/2019 17/09/2019
Cash-settled
Cash 10,755 0.00
Equity Swap 23/09/2019 23/09/2019
Cash-settled
Cash 2,291 0.00
Equity Swap 02/10/2019 02/10/2019
Cash-settled
Cash 101,643 0.01
Equity Swap 16/10/2019 16/10/2019
Cash-settled
Cash 222,056 0.03
Equity Swap 21/10/2019 21/10/2019
Cash-settled
Cash 10,189 0.00
Equity Swap 13/11/2019 13/11/2019
Cash-settled
Cash 80,897 0.01
Equity Swap 19/11/2019 19/11/2019
Cash-settled
Cash 1,450 0.00
Equity Swap 20/11/2019 20/11/2019
Cash-settled
Cash 9,698 0.00
Equity Swap 06/01/2020 06/01/2020
Cash-settled
Cash 9,985 0.00
Equity Swap 20/04/2020 20/04/2020
Cash-settled Cash
1,564,334 0.20
Equity Swap 08/02/2023 08/02/2023
Cash-settled Cash
417 0.00
Equity Swap 17/04/2023 17/04/2023
SUBTOTAL
8.B.2
10,158,595 1.31%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
5.06%
plc
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
JPMorgan Chase & Co.
JPMorgan Chase Hold-
ings LLC
J.P. Morgan Broker-
Dealer Holdings Inc.
J.P. Morgan Securities
LLC
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationxvi
Table 8A) Includes stock borrows of 15,136,218 (1.95%)
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
Place of completion London, United Kingdom
Date of completion 19 October 2018
For further information contact:
Verity Pickard
Assistant Company Secretary
Tel: +44 (0)20 7887 1000
Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on
the Johannesburg Stock Exchange.
Joint Sponsors:
Deutsche Securities (SA) Proprietary Limited
Java Capital
22 October 2018
Date: 22/10/2018 11:45:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
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