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SOUTH32 LIMITED - Change of Directors Interest Notice

Release Date: 13/12/2018 08:30
Code(s): S32     PDF:  
Wrap Text
Change of Director’s Interest Notice

South32 Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
(ACN 093 732 597)
ASX/JSE/LSE Share Code: S32
ISIN: AU000000S320

Rule 3.19A.2

                                                Appendix 3Y
                             Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11


Name of entity South32 Limited

ABN 84 093 732 597

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                           Graham Kerr

 Date of last notice                                        28 August 2018


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Direct or indirect interest                                                Direct Interest



 Nature of indirect interest                                                N/A
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the relevant
 interest.

 Date of change                                                             7 December 2018




+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice


 No. of securities held prior to change                                   1,988,958 ordinary shares

                                                                          10,243,129 rights comprising:

                                                                                •   272,055 deferred rights held as short
                                                                                    term incentive awards under the
                                                                                    South32 Equity Incentive Plan (subject
                                                                                    to continued service).

                                                                                •   9,971,074 performance rights held as
                                                                                    long term incentive awards under the
                                                                                    South32 Equity Incentive Plan.

 Class                                                                    Rights under the South32 Equity Incentive Plan

 Number acquired
                                                                                •   325,725 deferred rights held as short
                                                                                    term incentive awards under the
                                                                                    South32 Equity Incentive Plan (subject
                                                                                    to continued service).

                                                                                •   1,450,819 performance rights held as
                                                                                    held as long term incentive awards
                                                                                    under the South32 Equity Incentive
                                                                                    Plan.
 Number disposed                                                          N/A

 Value/Consideration                                                      Received 1,776,544 rights at nil cost on 7
 Note: If consideration is non-cash, provide details and estimated        December 2018 under the South32 Equity
 valuation
                                                                          Incentive Plan.

 No. of securities held after change                                      1,988,958 ordinary shares

                                                                          12,019,673 rights comprising:

                                                                                •   597,780 deferred rights held as short
                                                                                    term incentive awards under the
                                                                                    South32 Equity Incentive Plan (subject
                                                                                    to continued service).

                                                                                •   11,421,893 performance rights held as
                                                                                    long term incentive awards under the
                                                                                    South32 Equity Incentive Plan.

 Nature of change                                                         Allocation of rights under the South32 Equity
 Example: on-market trade, off-market trade, exercise of options,         Incentive Plan, as approved by shareholders at
 issue of securities under dividend reinvestment plan, participation in
 buy-back                                                                 the 2018 Annual General Meeting.




+ See chapter 19 for defined terms.

Appendix 3Y Page 2                                                                                   01/01/2011
                                                                                                    Appendix 3Y
                                                                            Change of Director’s Interest Notice


Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract                                         -

 Nature of interest                                         -


 Name of registered holder                                  -
 (if issued securities)

 Date of change                                             -

 No. and class of securities to -
 which interest related prior to
 change
 Note: Details are only required for a contract in
 relation to which the interest has changed


 Interest acquired                                          -

 Interest disposed                                          -

 Value/Consideration                                        -
 Note: If consideration is non-cash, provide details
 and an estimated valuation


 Interest after change                                      -


Part 3 – +Closed period

 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the N/A
 trade to proceed during this period?
 If prior written clearance was provided, on what date was N/A
 this provided?


13 December 2018

JSE Sponsor
UBS South Africa (Pty) Ltd




+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Date: 13/12/2018 08:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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