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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 16/04/2019 13:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) i

1a. Identity of the issuer or the underlying issuer                                              Anglo American Plc                                                                                                     
of existing shares to which voting rights are at-
tached ii:

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights                                                                       X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:

3. Details of person subject to the notification obligation iv
Name                                                             Coronation Asset Management (Pty) Ltd acting as dis-
                                                                 cretionary investment manager on behalf of managed
                                                                 portfolios.
City and country of registered office (if applicable)            Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.) v
Name                                                             N/A
City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
reached vi:                                                      15/04/2019

6. Date on which issuer notified (DD/MM/YYYY):                   15/04/2019

7. Total positions of person(s) subject to the notification obligation
                                                      
                          % of voting rights at-       % of voting rights              Total of both in %       Total number of
                          tached to shares (to-        through financial instru-       (8.A + 8.B)              voting rights of is-
                          tal of 8. A)                 ments                                                    suer vii
                                                       (total of 8.B 1 + 8.B 2)                                
                                                                                                                                            
Resulting situation       
on the date on which
threshold was                                                                          
crossed or reached        2.93%                                                         2.93%                   1 405 071 009
                                                                                                         
Position of previous
notification (if                                                            
applicable)               3.01%                                                         3.01%

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii

A: Voting rights attached to shares

Class/type of              Number of voting rights ix                          % of voting rights
shares
ISIN code (if possible)    Direct                   Indirect                   Direct                   Indirect
                           (Art 9 of Directive      (Art 10 of Directive       (Art 9 of Directive      (Art 10 of Directive
                           2004/109/EC) (DTR5.1)    2004/109/EC)               2004/109/EC) (DTR5.1)    2004/109/EC)
                                                    (DTR5.2.1)                                          (DTR5.2.1)

GB00B1XZS820               41 175 009                                           2.93%

SUBTOTAL 8. A                                 41 175 009                                           2.93%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                              
Type of financial in-      Expiration        Exercise/                   Number of voting rights      % of voting rights
strument                   date x            Conversion Period xi        that may be acquired if
                                                                         the instrument is
                                                                         exercised/converted.                           
                                             SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                                           
Type of financial      Expiration       Exercise/          Physical or         Number of               % of voting rights
instrument             date x           Conversion Pe-     cash                voting rights                    
                                        riod xi            settlement xii                    
                                                      
                                                           SUBTOTAL
                                                           8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
                                                                                                                            
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv    X
(please add additional rows as necessary)
                                                                    
Name xv                        % of voting rights if it     % of voting rights           Total of both if it
                               equals or is higher          through financial in-        equals or is higher
                               than the notifiable          struments if it equals       than the notifiable                              
                               threshold                    or is higher than the        threshold
                                                            notifiable threshold                       
                                                                                                                                                                                                                             
Coronation Fund Man-
agers Ltd

Coronation Investment
Management SA (Pty)
Ltd

Coronation Asset Man-
agement (Pty) Ltd              2.93%                                                      2.93%

10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information xvi
Place of completion          Cape Town, South Africa
Date of completion           15 April 2019

Clare Davage
Deputy Company Secretary
Anglo American plc

16 April 2019

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock Ex-
change and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)                                                                                                                     

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