Wrap Text
Public dealing disclosure by a party to an offer or person acting in concert
CAPITAL & REGIONAL PLC
(Incorporated in the United Kingdom)
(UK company number 01399411)
LSE share code: CAL JSE share code: CRP
LEI: 21380097W74N9OYF5Z25
ISIN: GB0001741544
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
FORM 8 (DD)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Stuart Wetherly
(b) Owner or controller of interests and short positions disclosed, -
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities Capital & Regional PLC
this form relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: Person acting in concert with Capital &
e.g. offeror, offeree, person acting in concert with the Regional
offeror/offeree (specify name of offeror/offeree)
(e) Date dealing undertaken: 19/11/19
(f) In addition to the company in 1(c) above, is the discloser NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure
relates following the dealing
Class of relevant security: ordinary shares of 1 pence each
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or 291,198 0.04
controlled:
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 291,198 0.04
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on
a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which Ordinary Shares
subscription right exists:
Details, including nature of the rights concerned Long Term Incentive Plan awards over a maximum of
and relevant percentages: 565,494 ordinary shares subject to performance conditions.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c),
copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a
connected adviser)
Class of relevant security Purchase/sale Number of securities Price per unit
ordinary shares of 1 pence Purchase 61,242 -
each
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same
group as a connected adviser
Class of relevant Purchases/ sales Total number of Highest price per Lowest price per
security securities unit paid/received unit paid/received
(b) Cash-settled derivative transactions
Class of relevant Product Nature of dealing Number of Price per unit
security description e.g. opening/closing a long/short reference
e.g. CFD position, increasing/reducing a securities
long/short position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities to price per e.g. date money
security e.g. call option selling, which unit American, paid/
varying etc. option European received
relates etc. per unit
(ii) Exercise
Class of relevant Product description Exercising/ Number of Exercise price per
security e.g. call option exercised against securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, conversion applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the
party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements
or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or
person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings, state “none”
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) NO
Date of disclosure: 21/11/19
Contact name: Stuart Wetherly
Telephone number: 020 7932 8000
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
21 November 2019
JSE sponsor
Java Capital
Date: 21/11/2019 01:45:00
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