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INVESTEC LIMITED - TR-1: Standard form for notification of major holdings

Release Date: 12/05/2020 16:30
Code(s): INL INP     PDF:  
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TR-1: Standard form for notification of major holdings

Investec Limited                                   Investec plc
Incorporated in the Republic of South Africa       Incorporated in England and Wales
Registration number 1925/002833/06                 Registration number 3633621
JSE share code: INL                                LSE share code: INVP
NSX share code: IVD                                JSE share code: INP
BSE share code: INVESTEC                           ISIN: GB00B17BBQ50
ISIN: ZAE000081949
                                           (jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the
London Stock Exchange and the JSE Limited of matters which are required to be disclosed
under the Disclosure Guidance and Transparency Rules and the Listing Rules of the United
Kingdom Listing Authority (the “UKLA”) and/or the JSE Listings Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                              Investec PLC
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                            X

 An acquisition or disposal of financial instruments                                                    X

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                     BlackRock, Inc.

 City and country of registered office (if applicable)    Wilmington, DE, USA

 4. Full name of shareholder(s) (if different from 3.)v

 Name

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or
                                                          11/05/2020
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):           12/05/2020



                                                                                                    1
  7. Total positions of person(s) subject to the notification obligation
                                                          % of voting rights
                           % of voting rights at-                                                               Total number of
                                                      through financial instru-          Total of both in %
                           tached to shares (to-                                                                voting rights of is-
                                                                 ments                      (8.A + 8.B)
                                tal of 8. A)                                                                    suervii
                                                       (total of 8.B 1 + 8.B 2)
  Resulting situation
  on the date on which
                           4.18%                      0.82%                         5.00%                       696,082,618
  threshold was
  crossed or reached
  Position of previous
  notification (if         Below 5%                   Below 5%                      Below 5%
  applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                            % of voting rights
shares
ISIN code (if possible)           Direct                  Indirect                        Direct                    Indirect
                             (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive         (Art 10 of Directive
                          2004/109/EC) (DTR5.1)         2004/109/EC)             2004/109/EC) (DTR5.1)            2004/109/EC)
                                                          (DTR5.2.1)                                                (DTR5.2.1)

GB00B17BBQ50                                        29,130,429                                                4.18%




SUBTOTAL 8. A                               29,130,429                                               4.18%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                             Number of voting rights
Type of financial in-     Expiration       Exercise/                         that may be acquired if
                                                                                                              % of voting rights
strument                  datex            Conversion Periodxi               the instrument is
                                                                             exercised/converted.
Securities Lending                                                           1,577,430                        0.22%




                                           SUBTOTAL 8. B 1                          1,577,430                 0.22%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                           Exercise/             Physical or
Type of financial    Expiration                                                          Number of
                                           Conversion Pe-        cash                                         % of voting rights
instrument           datex                                                               voting rights
                                           riod xi               settlementxii
CFD                                                              Cash                    4,132,494            0.59%



                                                                                                                              2
                                                             SUBTOTAL
                                                                                      4,132,494        0.59%
                                                             8.B.2




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv       X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
See Attachment




10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional informationxvi

BlackRock Regulatory Threshold Reporting Team

James Michael

020 7743 3650



Place of completion          12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion           12 May, 2020




                                                                                                                       3
     Section 9 Attachment

                                                                     % of voting rights
                                                                                           Total of both if
                                             % of voting rights if    through financial
                                                                                            it equals or is
                                                 it equals or is       instruments if it
                  Namexv                                                                   higher than the
                                             higher than the no-     equals or is higher
                                                                                               notifiable
                                              tifiable threshold     than the notifiable
                                                                                               threshold
                                                                          threshold
BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Holdco 3, LLC

BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Lim-
ited
BlackRock Cayman West Bay IV Limited

BlackRock Group Limited

BlackRock Finance Europe Limited
BlackRock Investment Management (UK)
Limited


BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock Holdco 4, LLC

BlackRock Holdco 6, LLC

BlackRock Delaware Holdings Inc.
BlackRock Institutional Trust Company, Na-
tional Association



BlackRock, Inc.

Trident Merger, LLC

BlackRock Investment Management, LLC



BlackRock, Inc.



                                                                                                   4
BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock (Singapore) Holdco Pte. Ltd.

BlackRock HK Holdco Limited
BlackRock Asset Management North Asia
Limited


BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock Holdco 4, LLC

BlackRock Holdco 6, LLC

BlackRock Delaware Holdings Inc.

BlackRock Fund Advisors



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Holdco 3, LLC

BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Lim-
ited
BlackRock Cayman West Bay IV Limited

BlackRock Group Limited

BlackRock Finance Europe Limited

BlackRock Advisors (UK) Limited



BlackRock, Inc.




                                         
BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Holdco 3, LLC

BlackRock Canada Holdings LP

BlackRock Canada Holdings ULC
BlackRock Asset Management Canada
Limited



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock Capital Holdings, Inc.

BlackRock Advisors, LLC



BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Australia Holdco Pty. Ltd.
BlackRock Investment Management (Aus-
tralia) Limited


BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.




                                         
BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Holdco 3, LLC

BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Lim-
ited
BlackRock Cayman West Bay IV Limited

BlackRock Group Limited

BlackRock Finance Europe Limited
BlackRock Investment Management (UK)
Limited
BlackRock Asset Management Deutschland
AG


BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Holdco 3, LLC

BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Lim-
ited
BlackRock Cayman West Bay IV Limited

BlackRock Group Limited

BlackRock Finance Europe Limited

BlackRock (Netherlands) B.V.




Johannesburg and London
12 May 2020

Sponsor: Investec Bank Limited




                                         

Date: 12-05-2020 04:30:00
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