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Acceptance By Directors And Prescribed Officers Of Options And Dealings In Securities
CAPITEC BANK HOLDINGS LIMITED
Incorporated in the Republic of South Africa
(Registration number: 1999/025903/06)
Registered bank controlling company
Share Code: CPI
ISIN Number: ZAE000035861
ACCEPTANCE BY DIRECTORS AND PRESCRIBED OFFICERS OF OPTIONS GRANTED IN
TERMS OF A SHARE INCENTIVE SCHEME AND DEALINGS IN SECURITIES BY A DIRECTOR
AND A PRESCRIBED OFFICER
In compliance with paragraphs 3.63 to 3.74 of the JSE Limited Listings
Requirements, the following information, relating to the acceptance of
options by directors and prescribed officers, granted in terms of a share
incentive scheme, and the dealings in securities by a director and a
prescribed officer are disclosed:
1. NAME OF DIRECTOR GM Fourie
COMPANY OF WHICH HE IS A DIRECTOR Capitec Bank Holdings Limited
STATUS: EXECUTIVE/NON-EXECUTIVE Executive
TYPE OF SECURITIES Options to subscribe for ordinary
shares in the share capital of
Capitec Bank Holdings Limited
CLASS OF SECURITIES Ordinary
DATE OF ACCEPTANCE 4 June 2020
OPTION STRIKE PRICE R973.05
NUMBER OF OPTIONS GRANTED 26 703
TOTAL DEEMED RAND VALUE OF R25 983 354.15
SECURITIES
STRIKE DATES OF OPTIONS The date of public announcement
of the annual financial results
on SENS in each of 2023, 2024,
2025 and 2026
PERIOD OF EXERCISE The options mature in tranches of
25% each and participants have a
six month period from the
respective strike dates during
which options can be exercised
NATURE OF TRANSACTION Acceptance of options granted
(off-market transaction)
NATURE AND EXTENT OF THE Direct, beneficial
DIRECTOR’S INTEREST IN THE
TRANSACTION
2. NAME OF DIRECTOR AP du Plessis
COMPANY OF WHICH HE IS A DIRECTOR Capitec Bank Holdings Limited
STATUS: EXECUTIVE/NON-EXECUTIVE Executive
TYPE OF SECURITIES Options to subscribe for ordinary
shares in the share capital of
Capitec Bank Holdings Limited
CLASS OF SECURITIES Ordinary
DATE OF ACCEPTANCE 4 June 2020
OPTION STRIKE PRICE R973.05
NUMBER OF OPTIONS GRANTED 16 608
TOTAL DEEMED RAND VALUE OF R16 160 414.40
SECURITIES
STRIKE DATES OF OPTIONS The date of public announcement
of the annual financial results
on SENS in each of 2023, 2024,
2025 and 2026
PERIOD OF EXERCISE The options mature in tranches of
25% each and participants have a
six month period from the
respective strike dates during
which options can be exercised
NATURE OF TRANSACTION Acceptance of options granted
(off-market transaction)
NATURE AND EXTENT OF THE Direct, beneficial
DIRECTOR’S INTEREST IN THE
TRANSACTION
3. NAME OF DIRECTOR NS Mashiya
COMPANY OF WHICH HE IS A DIRECTOR Capitec Bank Holdings Limited
STATUS: EXECUTIVE/NON-EXECUTIVE Executive
TYPE OF SECURITIES Options to subscribe for ordinary
shares in the share capital of
Capitec Bank Holdings Limited
CLASS OF SECURITIES Ordinary
DATE OF ACCEPTANCE 4 June 2020
OPTION STRIKE PRICE R973.05
NUMBER OF OPTIONS GRANTED 4 587
TOTAL DEEMED RAND VALUE OF R4 463 380.35
SECURITIES
STRIKE DATES OF OPTIONS The date of public announcement
of the annual financial results
on SENS in each of 2023, 2024,
2025 and 2026
PERIOD OF EXERCISE The options mature in tranches of
25% each and participants have a
six month period from the
respective strike dates during
which options can be exercised
NATURE OF TRANSACTION Acceptance of options granted
(off-market transaction)
NATURE AND EXTENT OF THE Direct, beneficial
DIRECTOR’S INTEREST IN THE
TRANSACTION
4. NAME OF PRESCRIBED OFFICER HAJ Lourens
COMPANY OF WHICH HE IS A Capitec Bank Holdings Limited
PRESCRIBED OFFICER
TYPE OF SECURITIES Options to subscribe for ordinary
shares in the share capital of
Capitec Bank Holdings Limited
CLASS OF SECURITIES Ordinary
DATE OF ACCEPTANCE 4 June 2020
OPTION STRIKE PRICE R973.05
NUMBER OF OPTIONS GRANTED 9 860
TOTAL DEEMED RAND VALUE OF R9 594 273.00
SECURITIES
STRIKE DATES OF OPTIONS The date of public announcement
of the annual financial results
on SENS in each of 2023, 2024,
2025 and 2026
PERIOD OF EXERCISE The options mature in tranches of
25% each and participants have a
six month period from the
respective strike dates during
which options can be exercised
NATURE OF TRANSACTION Acceptance of options granted
(off-market transaction)
NATURE AND EXTENT OF THE Direct, beneficial
PRESCRIBED OFFICER’S INTEREST IN
THE TRANSACTION
5. NAME OF PRESCRIBED OFFICER W de Bruyn
COMPANY OF WHICH HE IS A Capitec Bank Holdings Limited
PRESCRIBED OFFICER
TYPE OF SECURITIES Options to subscribe for ordinary
shares in the share capital of
Capitec Bank Holdings Limited
CLASS OF SECURITIES Ordinary
DATE OF ACCEPTANCE 4 June 2020
OPTION STRIKE PRICE R973.05
NUMBER OF OPTIONS GRANTED 9 358
TOTAL DEEMED RAND VALUE OF R9 105 801.90
SECURITIES
STRIKE DATES OF OPTIONS The date of public announcement
of the annual financial results
on SENS in each of 2023, 2024,
2025 and 2026
PERIOD OF EXERCISE The options mature in tranches of
25% each and participants have a
six month period from the
respective strike dates during
which options can be exercised
NATURE OF TRANSACTION Acceptance of options granted
(off-market transaction)
NATURE AND EXTENT OF THE Direct, beneficial
PRESCRIBED OFFICER’S INTEREST IN
THE TRANSACTION
6. NAME OF PRESCRIBED OFFICER F Viviers
COMPANY OF WHICH HE IS A Capitec Bank Holdings Limited
PRESCRIBED OFFICER
TYPE OF SECURITIES Options to subscribe for ordinary
shares in the share capital of
Capitec Bank Holdings Limited
CLASS OF SECURITIES Ordinary
DATE OF ACCEPTANCE 4 June 2020
OPTION STRIKE PRICE R973.05
NUMBER OF OPTIONS GRANTED 3 944
TOTAL DEEMED RAND VALUE OF R3 837 709.20
SECURITIES
STRIKE DATES OF OPTIONS The date of public announcement
of the annual financial results
on SENS in each of 2023, 2024,
2025 and 2026
PERIOD OF EXERCISE The options mature in tranches of
25% each and participants have a
six month period from the
respective strike dates during
which options can be exercised
NATURE OF TRANSACTION Acceptance of options granted
(off-market transaction)
NATURE AND EXTENT OF THE Direct, beneficial
PRESCRIBED OFFICER’S INTEREST IN
THE TRANSACTION
7. NAME OF PRESCRIBED OFFICER NST Motjuwadi
COMPANY OF WHICH HE IS A Capitec Bank Holdings Limited
PRESCRIBED OFFICER
TYPE OF SECURITIES Options to subscribe for ordinary
shares in the share capital of
Capitec Bank Holdings Limited
CLASS OF SECURITIES Ordinary
DATE OF ACCEPTANCE 4 June 2020
OPTION STRIKE PRICE R973.05
NUMBER OF OPTIONS GRANTED 3 494
TOTAL DEEMED RAND VALUE OF R3 399 836.70
SECURITIES
STRIKE DATES OF OPTIONS The date of public announcement
of the annual financial results
on SENS in each of 2023, 2024,
2025 and 2026
PERIOD OF EXERCISE The options mature in tranches of
25% each and participants have a
six month period from the
respective strike dates during
which options can be exercised
NATURE OF TRANSACTION Acceptance of options granted
(off-market transaction)
NATURE AND EXTENT OF THE Direct, beneficial
PRESCRIBED OFFICER’S INTEREST IN
THE TRANSACTION
8. NAME OF PRESCRIBED OFFICER KR Kumbier
COMPANY OF WHICH HE IS A Capitec Bank Holdings Limited
PRESCRIBED OFFICER
TYPE OF SECURITIES Options to subscribe for ordinary
shares in the share capital of
Capitec Bank Holdings Limited
CLASS OF SECURITIES Ordinary
DATE OF ACCEPTANCE 4 June 2020
OPTION STRIKE PRICE R973.05
NUMBER OF OPTIONS GRANTED 7 559
TOTAL DEEMED RAND VALUE OF R7 355 284.95
SECURITIES
STRIKE DATES OF OPTIONS The date of public announcement
of the annual financial results
on SENS in each of 2023, 2024,
2025 and 2026
PERIOD OF EXERCISE The options mature in tranches of
25% each and participants have a
six month period from the
respective strike dates during
which options can be exercised
NATURE OF TRANSACTION Acceptance of options granted
(off-market transaction)
NATURE AND EXTENT OF THE Direct, beneficial
PRESCRIBED OFFICER’S INTEREST IN
THE TRANSACTION
9. NAME OF DIRECTOR AP du Plessis
COMPANY OF WHICH HE IS A DIRECTOR Capitec Bank Holdings Limited
STATUS: EXECUTIVE/NON-EXECUTIVE Executive Director
NATURE OF TRANSACTIONS Exercise of options
(off-market transactions)
TYPE OF SECURITIES Options
CLASS OF SECURITIES Ordinary
DATE OF TRANSACTIONS 3 June 2020
NUMBER OF OPTIONS EXERCISED 17 363 (1)
5 605 (2)
3 929 (3)
OPTION STRIKE PRICE (RAND) R371.88 (1)
R473.05 (2)
R705.93 (3)
STRIKE DATE OF OPTIONS 14 April 2020 (1)
14 April 2020 (2)
14 April 2020 (3)
PERIOD OF EXERCISE Participants have a six month
period from the strike date
during which options can be
exercised.
NATURE AND EXTENT OF THE Direct, beneficial
DIRECTOR’S INTEREST IN THE
TRANSACTIONS
10. NAME OF DIRECTOR AP du Plessis
COMPANY OF WHICH HE IS A DIRECTOR Capitec Bank Holdings Limited
STATUS: EXECUTIVE/NON-EXECUTIVE Executive Director
NATURE OF TRANSACTIONS Disposal
(on-market transactions)
CLASS AND TYPE OF SECURITIES Ordinary shares
NUMBER OF SECURITIES TRANSACTED 26 897
DATE OF TRANSACTIONS 3 June 2020
PRICE PER SECURITY (RAND) R935.00 (min)
R939.01 (max)
R937.05 (ave)
TOTAL RAND VALUE OF SECURITIES R25 203 833.85
TRANSACTED
NATURE AND EXTENT OF THE Direct, beneficial
DIRECTOR’S INTEREST IN THE
TRANSACTIONS
11. NAME OF PRESCRIBED OFFICER W de Bruyn
COMPANY OF WHICH HE IS A Capitec Bank Holdings Limited
PRESCRIBED OFFICER
NATURE OF TRANSACTIONS Exercise of options
(off-market transactions)
TYPE OF SECURITIES Options
CLASS OF SECURITIES Ordinary
DATE OF TRANSACTIONS 4 June 2020
NUMBER OF OPTIONS EXERCISED 3 241 (1)
2 262 (2)
OPTION STRIKE PRICE (RAND) R473.05 (1)
R705.93 (2)
STRIKE DATE OF OPTIONS 14 April 2020 (1)
14 April 2020 (2)
PERIOD OF EXERCISE Participants have a six month
period from the strike date
during which options can be
exercised.
NATURE AND EXTENT OF THE Direct, beneficial
PRESCRIBED OFFICER’S INTEREST IN
THE TRANSACTIONS
Clearance to accept these options and to deal in the securities was
obtained in accordance with paragraph 3.66 of the JSE Limited Listings
Requirements.
4 June 2020
Stellenbosch
Sponsor
PSG Capital
Date: 04-06-2020 05:00:00
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