Wrap Text
TR-1: Standard form for notification of major holdings
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are HAMMERSON plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name The Goldman Sachs Group, Inc.
Corporation Trust Center, 1209 Orange Street,
City and country of registered office (if applicable)
Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v
Name Goldman Sachs International
City and country of registered office (if applicable) Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK
5. Date on which the threshold was crossed or
04/08/2020
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 06/08/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights Total number of
through financial in- Total of both in %
attached to shares voting rights of
struments (8.A + 8.B)
(total of 8. A) issuervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
0.32% 9.98% 10.30% 766,293,613
threshold was
crossed or reached
Position of previous
notification (if 0.27% 10.04% 10.31%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
GB0004065016 2,432,694 0.32%
SUBTOTAL 8. A 2,432,694 0.32%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Expira-
Type of financial in- Exercise/ that may be acquired if
tion % of voting rights
strument Conversion Periodxi the instrument is
datex
exercised/converted.
Securities Lending Open 9,076,406 1.18%
SUBTOTAL 8. B 1 9,076,406 1.18%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/ Physical or
Type of financial Expiration Number of
Conversion cash % of voting rights
instrument datex voting rights
Period xi settlementxii
Refer to the an-
nexure
SUBTOTAL
67,420,430 8.80%
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
9.91% 10.22%
International
The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs
Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset
Management, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationxvi
The total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding
error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
Place of completion London
For further information contact:
Richard Crowle
Assistant Company Secretary
Tel: +44 (0)20 7887 1000
07 August 2020
Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on the Johannesburg Stock Exchange.
Sponsor:
Investec Bank Limited
Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Exercise/Conversion peri- Physical or cash settle- Number of voting
Type of financial instrument Expiration datex xi % of voting rights
od mentxii rights
Swap 11/03/2025 Cash 0.80%
6,123,300
Swap 25/03/2025 Cash 0.54%
4,146,189
CFD 03/12/2021 Cash 0.46%
3,536,989
CFD 29/04/2030 Cash 0.46%
3,524,160
CFD 23/04/2030 Cash 0.33%
2,501,358
CFD 23/04/2030 Cash 0.33%
2,501,358
CFD 09/08/2029 Cash 0.32%
2,438,325
CFD 09/07/2021 Cash 0.27%
2,064,948
CFD 04/02/2030 Cash 0.24%
1,860,908
CFD 24/04/2030 Cash 0.23%
1,776,442
CFD 29/04/2030 Cash 0.23%
1,770,620
CFD 09/07/2021 Cash 0.22%
1,684,610
CFD 04/02/2030 Cash 0.22%
1,677,124
CFD 07/05/2030 Cash 0.21%
1,625,554
CFD 07/05/2030 Cash 0.20%
1,561,872
CFD 29/04/2030 Cash 0.20%
1,500,815
CFD 03/12/2021 Cash 0.18%
1,348,005
CFD 29/04/2030 Cash 0.17%
1,340,387
CFD 30/04/2030 Cash 0.17%
1,339,556
CFD 29/04/2030 Cash 0.16%
1,200,652
CFD 07/05/2030 Cash 0.15%
1,183,170
CFD 24/04/2030 Cash 0.14%
1,071,538
CFD 07/05/2030 Cash 0.14%
1,054,345
CFD 23/04/2030 Cash 0.14%
1,035,131
CFD 23/04/2030 Cash 0.13%
1,001,728
CFD 23/04/2030 Cash 0.13%
1,000,543
CFD 23/04/2030 Cash 0.13%
1,000,543
CFD 29/04/2030 Cash 0.13%
1,000,543
CFD 23/04/2030 Cash 0.12%
951,546
CFD 19/03/2030 Cash 0.12%
947,207
CFD 23/04/2030 Cash 0.12%
920,483
CFD 07/05/2030 Cash 0.11%
866,751
CFD 29/04/2030 Cash 0.11%
863,092
CFD 04/02/2030 Cash 0.10%
740,401
CFD 11/07/2029 Cash 0.08%
627,646
Swap 01/04/2025 Cash 0.07%
559,778
CFD 29/04/2030 Cash 0.07%
530,629
CFD 24/07/2030 Cash 0.07%
521,503
CFD 24/07/2030 Cash 0.07%
501,069
Swap 11/08/2020 Cash 0.06%
439,091
CFD 18/03/2030 Cash 0.05%
385,363
CFD 21/05/2030 Cash 0.05%
372,929
CFD 05/03/2030 Cash 0.05%
359,235
CFD 24/04/2030 Cash 0.04%
316,980
CFD 01/05/2030 Cash 0.04%
309,856
Swap 13/11/2020 Cash 0.04%
282,772
CFD 17/06/2030 Cash 0.04%
270,274
CFD 12/03/2030 Cash 0.03%
256,405
CFD 23/04/2030 Cash 0.03%
250,136
Swap 11/03/2025 Cash 0.03%
227,307
CFD 01/05/2030 Cash 0.03%
214,116
CFD 29/04/2030 Cash 0.03%
205,318
CFD 23/04/2030 Cash 0.02%
155,816
Swap 05/06/2030 Cash 0.02%
146,922
CFD 23/04/2030 Cash 0.02%
126,809
CFD 08/01/2030 Cash 0.02%
124,134
CFD 19/03/2030 Cash 0.02%
117,568
CFD 08/01/2030 Cash 0.01%
113,149
Swap 21/05/2021 Cash 0.01%
105,533
CFD 10/01/2022 Cash 0.01%
80,894
CFD 10/01/2022 Cash 0.01%
78,835
CFD 10/01/2022 Cash 0.01%
70,768
CFD 31/10/2029 Cash 0.01%
61,508
CFD 16/07/2029 Cash 0.01%
56,044
CFD 23/04/2030 Cash 0.01%
49,485
CFD 19/05/2025 Cash 0.01%
47,135
CFD 19/03/2030 Cash 0.01%
41,920
CFD 24/04/2030 Cash 0.01%
40,761
Swap 03/12/2020 Cash 0.003%
23,145
CFD 19/05/2025 Cash 0.003%
22,564
CFD 05/03/2030 Cash 0.003%
22,301
CFD 02/08/2029 Cash 0.003%
21,954
CFD 19/05/2025 Cash 0.002%
14,584
CFD 21/05/2025 Cash 0.002%
13,909
CFD 23/04/2030 Cash 0.002%
12,597
CFD 17/07/2024 Cash 0.002%
12,436
CFD 10/01/2022 Cash 0.002%
11,495
CFD 10/01/2022 Cash 0.001%
11,203
CFD 10/01/2022 Cash 0.001%
10,151
CFD 10/01/2022 Cash 0.001%
10,056
CFD 10/12/2024 Cash 0.001%
7,394
CFD 19/05/2025 Cash 0.001%
6,957
Swap 16/10/2020 Cash 0.001%
5,401
CFD 21/05/2025 Cash 0.001%
4,303
CFD 10/01/2022 Cash 0.0002%
1,442
Swap 14/01/2021 Cash 0.0001%
503
CFD 10/01/2022 Cash 0.00001%
52
CFD 10/01/2022 Cash 0.00001%
51
CFD 10/01/2022 Cash 0.00001%
46
CFD 10/01/2022 Cash 0.000001%
7
Total Number of voting rights and percentage of voting rights 67,420,430 8.80%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
Date: 07-08-2020 11:30:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.