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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 11/08/2020 10:00
Code(s): HMN     PDF:  
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                            HAMMERSON plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments                                                     X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                    The Goldman Sachs Group, Inc.
                                                        Corporation Trust Center, 1209 Orange Street,
City and country of registered office (if applicable)
                                                        Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v

Name                                                              Goldman Sachs International

City and country of registered office (if applicable)             Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK

5. Date on which the threshold was crossed or
                                                                  05/08/2020
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                    07/08/2020

7. Total positions of person(s) subject to the notification obligation
                                                        % of voting rights
                          % of voting rights                                                                 Total number of
                                                       through financial in-         Total of both in %
                          attached to shares                                                                 voting rights of
                                                            struments                   (8.A + 8.B)
                             (total of 8. A)                                                                 issuervii
                                                     (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                                 0.10%                      10.21%                        10.31%                  766,293,613
threshold was
crossed or reached
Position of previous
notification (if                 0.32%                       9.98%                        10.30%
applicable)


       8. Notified details of the resulting situation on the date on which the threshold was crossed or
       reachedviii
       A: Voting rights attached to shares
       Class/type of               Number of voting rightsix                          % of voting rights
       shares
       ISIN code (if possible)            Direct                  Indirect                      Direct                    Indirect
                                     (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive       (Art 10 of Directive
                                       2004/109/EC)             2004/109/EC)             2004/109/EC) (DTR5.1)          2004/109/EC)
                                          (DTR5.1)                (DTR5.2.1)                                              (DTR5.2.1)

       GB0004065016                                               786,641                                                  0.10%
SUBTOTAL 8. A                              786,641                                     0.10%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                  Number of voting rights
                             Expira-
Type of financial in-                  Exercise/                  that may be acquired if
                             tion                                                           % of voting rights
strument                               Conversion Periodxi        the instrument is
                             datex
                                                                  exercised/converted.
Securities Lending           Open                                        9,493,253                1.24%




                                       SUBTOTAL 8. B 1                   9,493,253                1.24%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                       Exercise/         Physical or
Type of financial       Expiration                                          Number of
                                       Conversion        cash                               % of voting rights
instrument              datex                                               voting rights
                                       Period xi         settlementxii
Refer to the an-
nexure




                                                         SUBTOTAL
                                                                              68,732,631          8.97%
                                                         8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv   X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
                                                                 10.14%                          10.23%
International


The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC


The Goldman Sachs
Group, Inc.
GSAM Holdings LLC

Goldman Sachs Asset
Management, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder                                    N/A

The number and % of voting rights held                      N/A

The date until which the voting rights will be held         N/A




11. Additional informationxvi
The total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding
error.

General email contact:
gs-regops-emea-position-enquiries@gs.com



Place of completion        London

Date of completion         07/08/2020

For further information contact:

Richard Crowle
Assistant Company Secretary
Tel: +44 (0)20 7887 1000

11 August 2020

Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on the Johannesburg Stock Exchange.

Sponsor:
Investec Bank Limited


                                                                                Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
                                                                  Exercise/Conversion peri-        Physical or cash settle-    Number of voting
  Type of financial instrument            Expiration datex                                                                                        % of voting rights
                                                                              odxi                         mentxii                 rights
              Swap                         11/03/2025                                                      Cash                                         0.80%
                                                                                                                                   6,123,300
              Swap                         25/03/2025                                                      Cash                                         0.54%
                                                                                                                                   4,146,190
              CFD                          03/12/2021                                                      Cash                                         0.46%
                                                                                                                                   3,536,989
              CFD                          29/04/2030                                                      Cash                                         0.46%
                                                                                                                                   3,524,161
              CFD                          23/04/2030                                                      Cash                                         0.33%
                                                                                                                                   2,501,358
              CFD                          23/04/2030                                                      Cash                                         0.33%
                                                                                                                                   2,501,358
              CFD                          09/08/2029                                                      Cash                                         0.32%
                                                                                                                                   2,438,324
              CFD                          09/07/2021                                                      Cash                                         0.27%
                                                                                                                                   2,064,948
              CFD                          04/02/2030                                                      Cash                                         0.24%
                                                                                                                                   1,860,908
              CFD                          24/04/2030                                                      Cash                                         0.23%
                                                                                                                                   1,776,442
              CFD                          29/04/2030                                                      Cash                                         0.23%
                                                                                                                                   1,770,620
              CFD                          09/07/2021                                                      Cash                                         0.22%
                                                                                                                                   1,684,610
              CFD                          04/02/2030                                                      Cash                                         0.22%
                                                                                                                                   1,677,124
              CFD                          07/05/2030                                                      Cash                                         0.21%
                          1,625,554

CFD   07/05/2030   Cash               0.20%
                          1,561,872
CFD   29/04/2030   Cash               0.20%
                          1,500,815
CFD   03/12/2021   Cash               0.18%
                          1,348,005
CFD   29/04/2030   Cash               0.17%
                          1,340,387
CFD   30/04/2030   Cash               0.17%
                          1,336,875
CFD   29/04/2030   Cash               0.16%
                          1,200,652
CFD   07/05/2030   Cash               0.15%
                          1,183,170
CFD   24/04/2030   Cash               0.14%
                          1,071,538
CFD   07/05/2030   Cash               0.14%
                          1,054,345
CFD   18/03/2030   Cash               0.14%
                          1,042,642
CFD   23/04/2030   Cash               0.14%
                          1,035,131
CFD   23/04/2030   Cash               0.13%
                          1,001,728
CFD   23/04/2030   Cash               0.13%
                          1,000,543
CFD   23/04/2030   Cash               0.13%
                          1,000,543
CFD   29/04/2030   Cash               0.13%
                          1,000,543
CFD   23/04/2030   Cash               0.12%
                          951,546
CFD   19/03/2030   Cash               0.12%
                          947,207
CFD    23/04/2030   Cash             0.12%
                           920,483
CFD    07/05/2030   Cash             0.11%
                           866,751
CFD    29/04/2030   Cash             0.11%
                           863,092
CFD    04/02/2030   Cash             0.10%
                           740,401
CFD    05/08/2030   Cash             0.09%
                           657,211
CFD    11/07/2029   Cash             0.08%
                           616,572
Swap   01/04/2025   Cash             0.07%
                           559,778
CFD    29/04/2030   Cash             0.07%
                           530,629
CFD    24/07/2030   Cash             0.07%
                           521,503
CFD    24/07/2030   Cash             0.07%
                           501,069
Swap   11/08/2020   Cash             0.06%
                           440,379
CFD    05/03/2030   Cash             0.05%
                           359,235
CFD    24/04/2030   Cash             0.04%
                           316,980
CFD    01/05/2030   Cash             0.04%
                           309,856
CFD    05/08/2025   Cash             0.04%
                           309,199
Swap   13/11/2020   Cash             0.04%
                           282,772
CFD    17/06/2030   Cash             0.04%
                           270,274
CFD    12/03/2030   Cash             0.03%
                           256,405
CFD    23/04/2030   Cash             0.03%
                           250,136
Swap   11/03/2025   Cash             0.03%
                           227,307
CFD    01/05/2030   Cash             0.03%
                           214,116
CFD    29/04/2030   Cash             0.03%
                           205,318
CFD    23/04/2030   Cash             0.02%
                           155,816
Swap   05/06/2030   Cash             0.02%
                           146,137
CFD    23/04/2030   Cash             0.02%
                           126,809
CFD    08/01/2030   Cash             0.02%
                           124,134
CFD    19/03/2030   Cash             0.02%
                           117,568
CFD    08/01/2030   Cash             0.01%
                           113,149
Swap   21/05/2021   Cash             0.01%
                           105,533
CFD    05/08/2025   Cash             0.01%
                           90,800
CFD    10/01/2022   Cash             0.01%
                           80,894
CFD    10/01/2022   Cash             0.01%
                           78,835
CFD    10/01/2022   Cash             0.01%
                           70,768
CFD    31/10/2029   Cash             0.01%
                           61,506
CFD    16/07/2029   Cash             0.01%
                           56,044
CFD    23/04/2030   Cash             0.01%
                           49,485
CFD    19/05/2025   Cash            0.01%
                           47,135
CFD    19/03/2030   Cash            0.01%
                           41,920
CFD    24/04/2030   Cash            0.01%
                           40,761
Swap   03/12/2020   Cash            0.003%
                           23,145
CFD    19/05/2025   Cash            0.003%
                           22,564
CFD    05/03/2030   Cash            0.003%
                           22,301
CFD    19/05/2025   Cash            0.002%
                           14,584
CFD    21/05/2025   Cash            0.002%
                           13,909
CFD    23/04/2030   Cash            0.002%
                           12,597
CFD    17/07/2024   Cash            0.002%
                           12,436
CFD    10/01/2022   Cash            0.002%
                           11,495
CFD    10/01/2022   Cash            0.001%
                           11,203
CFD    10/01/2022   Cash            0.001%
                           10,151
CFD    10/01/2022   Cash            0.001%
                           10,056
CFD    10/12/2024   Cash            0.001%
                           7,394
CFD    19/05/2025   Cash            0.001%
                           6,957
CFD    02/08/2029   Cash            0.001%
                           5,831
Swap   16/10/2020   Cash            0.001%
                           5,417
CFD                              21/05/2025                                                             Cash                                                      0.001%
                                                                                                                                       4,303
CFD                              10/01/2022                                                             Cash                                                      0.0002%
                                                                                                                                       1,442
Swap                             14/01/2021                                                             Cash                                                      0.0001%
                                                                                                                                        503
CFD                              10/01/2022                                                             Cash                                                     0.000007%
                                                                                                                                        52
CFD                              10/01/2022                                                             Cash                                                     0.000007%
                                                                                                                                        51
CFD                              10/01/2022                                                             Cash                                                     0.000006%
                                                                                                                                        46
CFD                              10/01/2022                                                             Cash                                                     0.000001%
                                                                                                                                         7

                     Total Number of voting rights and percentage of voting rights                                                            68,732,631           8.97%


Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

Date: 11-08-2020 10:00:00
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