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INVESTEC LIMITED - TR-1: Standard form for notification of major holdings

Release Date: 08/02/2021 17:04
Code(s): INL INP     PDF:  
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TR-1: Standard form for notification of major holdings

Investec Limited                                     Investec plc
Incorporated in the Republic of South Africa         Incorporated in England and Wales
Registration number 1925/002833/06                   Registration number 3633621
JSE share code: INL                                  LSE share code: INVP
NSX share code: IVD                                  JSE share code: INP
BSE share code: INVESTEC                             ISIN: GB00B17BBQ50
ISIN: ZAE000081949
                                    (jointly “Investec”)

 As part of the dual listed company structure, Investec plc and Investec Limited notify both the London
 Stock Exchange and the JSE Limited of matters which are required to be disclosed under the
 Disclosure Guidance and Transparency Rules and the Listing Rules of the United Kingdom Listing
 Authority (the “UKLA”) and/or the JSE Listings Requirements.

 Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                                INVESTEC PLC
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                               X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                      PUBLIC INVESTMENT CORPORATION SOC LIMITED

City and country of registered office (if applicable)     PRETORIA, SOUTH AFRICA

4. Full name of shareholder(s) (if different from 3.)v

Name

City and country of registered office (if applicable)



                                                                                                      
5. Date on which the threshold was crossed or
                                                                    04/02/2021
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                      08/02/2021

7. Total positions of person(s) subject to the notification obligation
                                                        % of voting rights
                           % of voting rights                                                               Total number of
                                                       through financial in-         Total of both in %
                           attached to shares                                                               voting rights of
                                                            struments                   (8.A + 8.B)
                              (total of 8. A)                                                               issuervii
                                                     (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
                               13.083%                                                   13.083%               696 082 618
crossed or reached
Position of previous
notification (if               12.140%                                                   12.140%
applicable)


 8. Notified details of the resulting situation on the date on which the threshold was crossed or
 reachedviii
 A: Voting rights attached to shares
 Class/type of             Number of voting rightsix                             % of voting rights
 shares
 ISIN code (if possible)           Direct                   Indirect                      Direct                   Indirect
                               (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                            2004/109/EC) (DTR5.1)         2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                            (DTR5.2.1)                                             (DTR5.2.1)

 Ordinary Shares               91 071 330                                               13.083%




 SUBTOTAL 8. A                               91 071 330                                              13.083%



 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                               Number of voting rights
 Type of financial         Expiration       Exercise/                          that may be acquired if
                                                                                                            % of voting rights
 instrument                datex            Conversion Periodxi                the instrument is
                                                                               exercised/converted.




                                            SUBTOTAL 8. B 1                               NIL                         NIL


                                                                                                                             
 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
 2004/109/EC (DTR5.3.1.1 (b))
                                           Exercise/             Physical or
 Type of financial     Expiration                                                      Number of
                                           Conversion            cash                                     % of voting rights
 instrument            datex                                                           voting rights
                                           Period xi             settlementxii




                                                                 SUBTOTAL
                                                                 8.B.2
                                                                                             NIL                   NIL




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv         X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
PUBLIC INVESTMENT
CORPORATION SOC                           13.083%                                                          13.083%
LIMITED




10. In case of proxy voting, please identify:
Name of the proxy holder                                         N/A

The number and % of voting rights held                           N/A



                                                                                                                         
The date until which the voting rights will be held   N/A



11. Additional informationxvi
Name: REITUMETSE KAU
E-Mail: Reitumetse.Kau@pic.gov.za
TEL: 0127423747



Place of completion       PRETORIA, SOUTH AFRICA

Date of completion        08 February 2021

Johannesburg and London
08 February 2021

Sponsor: Investec Bank Limited




                                                            

Date: 08-02-2021 05:04:00
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