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INVESTEC LIMITED - Transaction by a PDMR in Investec plc ordinary shares

Release Date: 10/02/2021 17:31
Code(s): INL INP     PDF:  
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Transaction by a PDMR in Investec plc ordinary shares

Investec Limited                                                  Investec plc
Incorporated in the Republic of South Africa                      Incorporated in England and Wales
Registration number 1925/002833/06                                Registration number 3633621
JSE share code: INL                                               LSE share code: INVP
NSX share code: IVD                                               JSE share code: INP
BSE share code: INVESTEC                                          ISIN: GB00B17BBQ50
ISIN: ZAE000081949

As part of the dual listed company structure, Investec plc and Investec Limited (together “Investec”) notify
both the London and Johannesburg Stock Exchanges of those interests (and changes to those interests) of
(i) directors of both entities and the respective company secretaries, (ii) persons discharging managerial
responsibilities (PDMRs) and persons closely associated with them, and (iii) in certain instances the directors
of major subsidiaries of Investec Limited, in the securities of Investec plc and Investec Limited which are
required to be disclosed under Article 19 of the Market Abuse Regulation (Regulation 596/2014), the
Disclosure Guidance, Transparency Rules and Listing Rules of the United Kingdom Listing Authority
(the “UKLA”) and/or the JSE Listing Requirements.

TRANSACTION BY A PDMR IN INVESTEC PLC ORDINARY SHARES

    1    Details of the person discharging managerial responsibilities / person closely
         associated

    a)   Name                                  Lyndon Subroyen


    2    Reason for the notification

    a)   Position/status                       PDMR


    b)   Initial notification /Amendment       Initial notification


    3    Details of the issuer, emission allowance market participant, auction platform,
         auctioneer or auction monitor

    a)   Name                                  Investec plc


    b)   LEI                                   2138007Z3U5GWDN3MY22


    4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
         each type of transaction; (iii) each date; and (iv) each place where transactions have
         been conducted


    a)   Description of the financial
         instrument, type of instrument        Ordinary shares of GBP0.0002 each

         Identification code                   GB00B17BBQ50


    b)   Nature of the transaction             On Market Sale of shares following the release of
                                               forfeitable shares

    c)   Price(s) and volume(s)
                                                Price(s)                     Volume(s)

                                                GBP2.00                      7,851
    d)   Aggregated information


         - Aggregated volume               7,851


         - Price                           GBP2.00
    e)   Date of the transaction           8 February 2021


    f)   Place of the transaction          London



In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:

    Volume weighted average price             GBP2.00
    Total value of transaction                GBP15,758.12
    Highest price                             GBP2.03
    Lowest price                              GBP1.99
    Nature of interest                        Direct beneficial


TRANSACTION BY A PDMR AND DIRECTOR OF MAJOR SUBSIDIARY IN INVESTEC LIMITED
ORDINARY SHARES


    1    Details of the person discharging managerial responsibilities / person closely
         associated

    a)   Name                              Nishlan Samujh


    2    Reason for the notification

    a)   Position/status                   PDMR


    b)   Initial notification /Amendment   Initial notification


    3    Details of the issuer, emission allowance market participant, auction platform,
         auctioneer or auction monitor

    a)   Name                              Investec Limited


    b)   LEI                               213800CU7SM6O4UWOZ70


    4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
         each type of transaction; (iii) each date; and (iv) each place where transactions have
         been conducted


    a)   Description of the financial
         instrument, type of instrument    Ordinary shares of ZAR0.0002 each
         Identification code               ZAE000081949


    b)   Nature of the transaction         On market sale of shares to cover taxation pursuant to
                                           the take-up of conditional shares following vesting

    c)   Price(s) and volume(s)
                                            Price(s)                    Volume(s)

                                            ZAR39.84                    12,420




    d)   Aggregated information


         - Aggregated volume               12,420

         - Price                           ZAR39.84

    e)   Date of the transaction           9 February 2021


    f)   Place of the transaction          Johannesburg



In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:

    Volume weighted average price             ZAR39.84 per share
    Total value of transaction                ZAR494,927.06
    Highest price                             ZAR41.25
    Lowest price                              ZAR39.20
    Nature of interest                        Direct beneficial


    1    Details of the person discharging managerial responsibilities / person closely
         associated

    a)   Name                              Nishlan Samujh


    2    Reason for the notification

    a)   Position/status                   PDMR


    b)   Initial notification /Amendment   Initial notification


    3    Details of the issuer, emission allowance market participant, auction platform,
         auctioneer or auction monitor

    a)   Name                              Investec Limited


    b)   LEI                               213800CU7SM6O4UWOZ70
    4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
         each type of transaction; (iii) each date; and (iv) each place where transactions have
         been conducted


    a)   Description of the financial
         instrument, type of instrument    Ordinary shares of ZAR0.0002 each

         Identification code               ZAE000081949


    b)   Nature of the transaction         Off market take up of shares on vesting of conditional
                                           shares

    c)   Price(s) and volume(s)
                                            Price(s)                    Volume(s)

                                            ZAR39.84                    12,580


    d)   Aggregated information


         - Aggregated volume               12,580

         - Price                           ZAR39.84

    e)   Date of the transaction           9 February 2021


    f)   Place of the transaction          Johannesburg



In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:

    Volume weighted average price             ZAR39.84 per share
    Total value of transaction                ZAR501,302.94
    Highest price                             N/A
    Lowest price                              N/A
    Nature of interest                        Direct beneficial


TRANSACTION BY PDMR AND DIRECTOR OF A MAJOR SUBSIDIARY IN INVESTEC LIMITED
ORDINARY SHARES


    1    Details of the person discharging managerial responsibilities / person closely
         associated

    a)   Name                              Stuart Spencer


    2    Reason for the notification

    a)   Position/status                   Director of a major subsidiary
    b)   Initial notification /Amendment   Initial notification


    3    Details of the issuer, emission allowance market participant, auction platform,
         auctioneer or auction monitor

    a)   Name                              Investec Limited


    b)   LEI                               213800CU7SM6O4UWOZ70


    4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
         each type of transaction; (iii) each date; and (iv) each place where transactions have
         been conducted


    a)   Description of the financial
         instrument, type of instrument    Ordinary shares of ZAR0.0002 each

         Identification code               ZAE000081949


    b)   Nature of the transaction         On Market Sale of shares following the release of
                                           forfeitable shares

    c)   Price(s) and volume(s)
                                            Price(s)                    Volume(s)

                                            ZAR39.84                    33,333




    d)   Aggregated information


         - Aggregated volume               33,333

         - Price                           ZAR39.84

    e)   Date of the transaction           9 February 2021


    f)   Place of the transaction          Johannesburg



In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:

    Volume weighted average price             ZAR39.84 per share
    Total value of transaction                ZAR1,328,293.38
    Highest price                             ZAR41.25 per share
    Lowest price                              ZAR39.20 per share
    Nature of interest                        Direct beneficial

TRANSACTION BY A COMPANY SECRETARY IN INVESTEC LIMITED ORDINARY SHARES OF
ZAR0.0002 EACH

Transaction by the Company Secretary – Niki Van Wyk

The following on market sale is notified in terms of Rules 3.63 – 3.74 of the JSE Listing Requirements:

                                              On market sale of shares following the release of forfeitable
 Nature of transaction
                                              shares.
 Number of Securities                         5,000
 Volume weighted average selling price        ZAR39.50 per share
 Total value of transaction                   ZAR197,500
 Highest Price                                ZAR39.50
 Lowest Price                                 ZAR39.50
 Nature of interest                           Direct beneficial
 Date and place of transaction                10 February 2021, Johannesburg


TRANSACTIONS BY A COMPANY SECRETARY IN INVESTEC PLC ORDINARY SHARES OF
GBP0.0002 EACH

Transactions by the Company Secretary – David Miller

The following on market sale is notified in terms of Rules 3.63 – 3.74 of the JSE Listing Requirements:


                                              On Market Sale of shares following the release of forfeitable
 Nature of transaction
                                              shares
 Number of Securities                         5,000
 Volume weighted average selling price        GBP2.00 per share
 Total value of transaction                   GBP10,025
 Highest Price                                GBP2.00
 Lowest Price                                 GBP2.00
 Nature of interest                           Direct beneficial
 Date and place of transaction                10 February 2021, London




Clearance was obtained for the above dealings in securities.


Johannesburg and London
10 February 2021

Sponsor:
Investec Bank Limited

Date: 10-02-2021 05:31:00
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