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INVESTEC LIMITED - TR-1: Standard form for notification of major holdings

Release Date: 11/02/2021 17:00
Code(s): INL INP     PDF:  
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TR-1: Standard form for notification of major holdings

Investec Limited                                        Investec plc
Incorporated in the Republic of South Africa            Incorporated in England and Wales
Registration number 1925/002833/06                      Registration number 3633621
JSE share code: INL                                     LSE share code: INVP
NSX share code: IVD                                     JSE share code: INP
BSE share code: INVESTEC                                ISIN: GB00B17BBQ50
ISIN: ZAE000081949
                                                  (jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London
Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure
Guidance and Transparency Rules and the Listing Rules of the United Kingdom Listing Authority (the
“UKLA”) and/or the JSE Listings Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at-                                Investec PLC
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                             X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                       Norges Bank

City and country of registered office (if applicable)      Oslo, Norway

4. Full name of shareholder(s) (if different from 3.)v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
                                                           09/02/2021
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):             11/02/2021



                                                                                                            
7. Total positions of person(s) subject to the notification obligation
                                                      % of voting rights
                         % of voting rights at-                                                       Total number of
                                                  through financial instru-   Total of both in %
                         tached to shares (to-                                                        voting rights held
                                                             ments               (8.A + 8.B)
                              tal of 8. A)                                                            in issuervii
                                                   (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                                2.94%                                               2.94%              696,082,618.00
threshold was
crossed or reached
Position of previous
notification (if                3.40%                                               3.40%
applicable)

 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
 A: Voting rights attached to shares
 Class/type of            Number of voting rightsix                  % of voting rights
 shares                          Direct               Indirect               Direct              Indirect
 ISIN code (if possible)        (DTR5.1)             (DTR5.2.1)             (DTR5.1)            (DTR5.2.1)
 GB00B17BBQ50             20,522,391.00                              2.94%

 SUBTOTAL 8. A                           20,522,391.00                                       2.94%


 B 1: Financial Instruments according to DTR5.3.1R (1) (a)
                                                                      Number of voting rights
 Type of financial in-    Expiration     Exercise/                    that may be acquired if
                                                                                                   % of voting rights
 strument                 datex          Conversion Periodxi          the instrument is
                                                                      exercised/converted.

                                         SUBTOTAL 8. B 1


 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
                                    Exercise/         Physical or
 Type of finan-     Expiration                                          Number of
                                    Conversion Pe- cash                                 % of voting rights
 cial instrument    datex                                               voting rights
                                    riod  xi
                                                      settlement xii




                                                             SUBTOTAL
                                                             8.B.2

 9. Information in relation to the person subject to the notification obligation (please mark the
 applicable box with an “X”)
 Person subject to the notification obligation is not controlled by any natural person or legal entity and does
                                                                                                                     X
 not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
 Full chain of controlled undertakings through which the voting rights and/or the
 financial instruments are effectively held starting with the ultimate controlling natural person or legal enti-
 tyxiv (please add additional rows as necessary)
                                                                    % of voting rights
                                  % of voting rights if it     through financial instru-      Total of both if it equals
             Namexv              equals or is higher than        ments if it equals or is     or is higher than the no-
                                 the notifiable threshold        higher than the notifia-         tifiable threshold
                                                                      ble threshold




                                                                                                                   
  10. In case of proxy voting, please identify:
  Name of the proxy holder
  The number and % of voting rights held
  The date until which the voting rights will be held

  11. Additional informationxvi



Place of completion         Oslo

Date of completion          11/02/2021


Johannesburg and London
11 February 2021

Sponsor: Investec Bank Limited




                                                        

Date: 11-02-2021 05:00:00
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