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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 23/09/2021 12:30
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 17 Charterhouse Street, London EC1N 6RA
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
                                                                                                   Anglo American Plc
of existing shares to which voting rights are at-
tachedii:

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                        X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify) iii:

3. Details of person subject to the notification obligationiv
                                                               Coronation Asset Management (Pty) Ltd acting as dis-
Name                                                           cretionary investment manager on behalf of managed
                                                               portfolios.
City and country of registered office (if applicable)          Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.) v

Name                                                           N/A

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
                                                               20-09-2021
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                 22-09-2021

7. Total positions of person(s) subject to the notification obligation
                                                  
                         % of voting rights at-   % of voting rights          Total of both in %         Total number of
                         tached to shares (to-    through financial instru-   (8.A + 8.B)                voting rights of
                         tal of 8. A)             ments                                                  issuervii
                                                  (total of 8.B 1 + 8.B 2)                                    
                                                                                       
                                                  
Resulting situation
on the date on which
                         3.05%                                                3.05%                      1 360 236 031
threshold was
crossed or reached
Position of previous
notification (if         2.98%                                                2.98%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of            Number of voting rightsix                            % of voting rights
shares
ISIN code (if possible)  Direct                   Indirect                    Direct                     Indirect
                         (Art 9 of Directive      (Art 10 of Directive        (Art 9 of Directive        (Art 10 of Directive
                         2004/109/EC) (DTR5.1)    2004/109/EC)                2004/109/EC) (DTR5.1)      2004/109/EC)
                                                  (DTR5.2.1)                                             (DTR5.2.1)

GB00B1XZS820             41 447 993                                           3.05%


SUBTOTAL 8. A                          41 447 993                                                3.05%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                          Number of voting rights
Type of financial in-    Expiration     Exercise/                        that may be acquired if
                                                                                                         % of voting rights
strument                 datex          Conversion Periodxi              the instrument is
                                                                          exercised/converted.

                                        SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                        Exercise/               Physical or
Type of financial        Expiration                                                       Number of
                                        Conversion Pe-          cash                      % of voting rights
instrument               datex                                                            voting rights
                                        riod xi                 settlementxii


                                                                 SUBTOTAL
                                                                 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv       X
(please add additional rows as necessary)
                                                                % of voting rights
                                % of voting rights if it        through financial in-           Total of both if it
                                equals or is higher             struments if it equals          equals or is higher
                                than the notifiable             or is higher than the           than the notifiable            
          Namexv                threshold                       notifiable threshold            threshold
                                                                             
Coronation Fund Man-
agers Ltd
Coronation Investment
Management SA (Pty)
Ltd
Coronation Asset Man-
agement (Pty) Ltd               3.05%                                                           3.05%

10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

Place of completion          Cape Town, South Africa

Date of completion           22 September 2021

Clare Davage
Deputy Company Secretary
Anglo American plc
23 September 2021

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary listings on the 
Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia
Stock Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited


Date: 23-09-2021 12:30:00
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