TR-1: Standard form for notification of major holdings
Investec Limited Investec plc
Incorporated in the Republic of South Africa Incorporated in England and Wales
Registration number 1925/002833/06 Registration number 3633621
JSE share code: INL LSE share code: INVP
NSX share code: IVD JSE share code: INP
BSE share code: INVESTEC ISIN: GB00B17BBQ50
ISIN: ZAE000081949
(jointly “Investec”)
As part of the dual listed company structure, Investec plc and Investec Limited notify both the London
Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure
Guidance and Transparency Rules and the Listing Rules of the United Kingdom Listing Authority (the
“UKLA”) and/or the JSE Listings Requirements.
Accordingly, we advise of the receipt of the following TR-1 notification:
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Investec PLC
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Norges Bank
City and country of registered office (if applicable) Oslo, Norway
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
09/02/2021
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 11/02/2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights held
ments (8.A + 8.B)
tal of 8. A) in issuervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
2.94% 2.94% 696,082,618.00
threshold was
crossed or reached
Position of previous
notification (if 3.40% 3.40%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares Direct Indirect Direct Indirect
ISIN code (if possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00B17BBQ50 20,522,391.00 2.94%
SUBTOTAL 8. A 20,522,391.00 2.94%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Exercise/ Physical or
Type of finan- Expiration Number of
Conversion Pe- cash % of voting rights
cial instrument datex voting rights
riod xi
settlement xii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
X
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal enti-
tyxiv (please add additional rows as necessary)
% of voting rights
% of voting rights if it through financial instru- Total of both if it equals
Namexv equals or is higher than ments if it equals or is or is higher than the no-
the notifiable threshold higher than the notifia- tifiable threshold
ble threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion Oslo
Date of completion 11/02/2021
Johannesburg and London
11 February 2021
Sponsor: Investec Bank Limited
Date: 11-02-2021 05:00:00
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