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INVESTEC LIMITED - TR-1: Notification of major holdings

Release Date: 12/10/2018 16:00
Code(s): INL INP     PDF:  
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TR-1: Notification of major holdings

Investec Limited                                      Investec plc
Incorporated in the Republic of South Africa          Incorporated in England and Wales
Registration number 1925/002833/06                    Registration number 3633621
JSE share code: INL                                   LSE share code: INVP
NSX share code: IVD                                   JSE share code: INP
BSE share code: INVESTEC                              ISIN: GB00B17BBQ50
ISIN: ZAE000081949

                                                (jointly “Investec”)

       As part of the dual listed company structure, Investec plc and Investec Limited notify both the
       London Stock Exchange and the JSE Limited of matters which are required to be disclosed
       under the Disclosure Guidance and Transparency Rules and the Listing Rules of the United
       Kingdom Listing Authority (the “UKLA”) and/or the JSE Listing Requirements.

       Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Notification of major holdings


  1a. Identity of the issuer or the underlying issuer
                                                                                                   Investec Plc.
  of existing shares to which voting rights are at-
  1b. Please indicate if the issuer is a non-UK issuer
  Non-UK issuer

  2. Reason for the notification

  An acquisition or disposal of voting rights                                                               X

  An acquisition or disposal of financial instruments

  An event changing the breakdown of voting rights

  Other (please specify):

  3. Details of person subject to the notification obligation
                                                             Coronation Asset Management (Pty) Ltd acting as
  Name                                                       discretionary investment manager on behalf of
                                                             managed portfolios.
  City and country of registered office (if applicable)      Cape Town, South Africa

  4. Full name of shareholder(s) (if different from 3.)

  Name                                                       N/A

  City and country of registered office (if applicable)

  5. Date on which the threshold was crossed or

  6. Date on which issuer notified:                       12/10/2018

  7. Total positions of person(s) subject to the notification obligation
                                                % of voting rights
                          % of voting rights   through financial in-                           Total number of
                                                                        Total of both in %
                          attached to shares        struments                                  voting rights of
                                                                           (8.A + 8.B)
                             (total of 8. A)   (total of 8.B 1 + 8.B                           issuer
  Resulting situation
  on the date on
  which threshold                  5.90                                       5.90             681 051 512
  was crossed or
  Position of previ-
  ous notification (if             6.92                                       6.92

8. Notified details of the resulting situation on the date on which the threshold was crossed or
A: Voting rights attached to shares
Class/type of            Number of voting rights                 % of voting rights
                               Direct            Indirect               Direct                   Indirect
ISIN code (if possi-
ble)                     (Art 9 of Directive  (Art 10 of Di-      (Art 9 of Directive          (Art 10 of Di-
                           2004/109/EC)           rective           2004/109/EC)                  rective
                              (DTR5.1)        2004/109/EC)             (DTR5.1)                2004/109/EC)
                                               (DTR5.2.1)                                       (DTR5.2.1)
GB0006834344                40 196 563                                    5.90

SUBTOTAL 8. A            40 196 563                              5.90

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                               Number of voting
                         Expira-                               rights that may be ac-
Type of financial                     Exercise/                                              % of voting
                         tion                                  quired if the instru-
instrument                            Conversion Period                                      rights
                         date                                  ment is

                                      SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                 Exercise/        Physical or
Type of finan-    Expiration                                       Number of        % of voting
                                 Conversion       cash
cial instrument date                                               voting rights rights
                                 Period           settlement


 9. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled by any natural person or legal entity
 and does not control any other undertaking(s) holding directly or indirectly an interest in the (under-
 lying) issuer
 Full chain of controlled undertakings through which the voting rights and/or the
 financial instruments are effectively held starting with the ultimate controlling natural person or legal      X
                                                               % of voting rights
                               % of voting rights if it                                     Total of both if it
                                                             through financial in-
                                equals or is higher                                        equals or is higher
            Name                                            struments if it equals
                                 than the notifiable                                       than the notifiable
                                                             or is higher than the
                                      threshold                                                 threshold
                                                             notifiable threshold
 Coronation Fund Man-
 agers Ltd
 Coronation Investment
 Management SA (Pty)
 Coronation Asset Man-
                              5.90                                                      5.90
 agement (Pty) Ltd

 10. In case of proxy voting, please identify:
 Name of the proxy holder

 The number and % of voting rights held

 The date until which the voting rights will be held

11. Additional information

Place of completion    Cape Town, South Africa

Date of completion     12 October 2018

Johannesburg and London
12 October 2018
Sponsor: Investec Bank Limited


Date: 12/10/2018 04:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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