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GLENCORE PLC - GLN: Notification Of Major Share Holdings.

Release Date: 21/08/2019 15:37
Code(s): GLN     PDF:  
 
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GLN: Notification Of Major Share Holdings.

GLENCORE PLC
(Incorporated in Jersey under the Companies (Jersey) Law 1991)
(Registration number 107710)
JSE Share Code: GLN
LSE Share Code: GLEN
HKSE Share Code: 805HK
ISIN: JE00B4T3BW64

Baar, Switzerland
21 August 2019

                                           Holding(s) in Company

Glencore plc received confirmation from BlackRock, Inc. on 20 August 2019 of the information
contained below:

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible) (i)

1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are attached (ii):                                       Glencore PLC
 
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer                                                                                      X

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
 An acquisition or disposal of voting rights                                                        X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights
 Other (please specify) (iii):

3. Details of person subject to the notification obligation (iv)
 Name                                                                                               BlackRock, Inc.
 City and country of registered office (if applicable)                                              Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) (v)
 Name
 City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reached (vi):                                         19/08/2019
 
6. Date on which issuer notified (DD/MM/YYYY):                                                      20/08/2019

7. Total positions of person(s) subject to the notification obligation
                                                       
                            % of voting rights          % of voting rights                                    Total number of
                            attached to shares          through financial           Total of both in %        voting rights of
                            (total of 8. A)             instruments                 (8.A + 8.B)               issuer (vii)
                                                        (total of 8.B 1 + 8.B 2)                         
                                                     
Resulting situation          4.98%                      0.27%                        5.25%                    13,579,974,451
on the date on which
threshold was
crossed or reached

Position of previous         5.03%                      0.65%                        5.69%
notification (if          
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of                    Number of voting rights (ix)                           % of voting rights
shares
ISIN code (if possible)          Direct                     Indirect                    Direct                   Indirect
                                 (Art 9 of Directive        (Art 10 of Directive       (Art 9 of Directive       (Art 10 of Directive
                                 2004/109/EC) (DTR5.1)      2004/109/EC)               2004/109/EC) (DTR5.1)     2004/109/EC)
                                                            (DTR5.2.1)                                           (DTR5.2.1)
JE00B4T3BW64                                                676,741,580                                          4.98%

SUBTOTAL 8. A                                        676,741,580                                            4.98%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                           Number of voting rights
Type of financial           Expiration       Exercise/                     that may be acquired if       % of voting rights
instrument                  date (x)         Conversion Period (xi)        the instrument is            
                                                                           exercised/converted.
Securities Lending                                                         30,111,285                    0.22%
American Depository                                                        4,658,680                     0.03%
Receipt

                                           SUBTOTAL 8. B 1                 34,769,965                    0.25%


B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

                                         Exercise/             Physical or
Type of financial    Expiration          Conversion            cash                  Number of           % of voting rights
instrument           date (x)            Period (xi)           settlement (xii)      voting rights                            
CFD                                                            Cash                  2,558,064           0.01%

                                                               SUBTOTAL               2,558,064          0.01%
                                                               8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii)

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal entity (xiv)                              X
(please add additional rows as necessary)

                                                                  
 Name (xv)                        % of voting rights if it        % of voting rights                Total of both if it
                                  equals or is higher             through financial                 equals or is higher
                                  than the notifiable             instruments if it equals          than the notifiable                       
                                  threshold                       or is higher than the             threshold
                                                                  notifiable threshold
                                                                  
See Attachment

10. In case of proxy voting, please identify:
 Name of the proxy holder
 The number and % of voting rights held
 The date until which the voting rights will be held

11. Additional information (xvi)
 BlackRock Regulatory Threshold Reporting Team
 James Michael
 020 7743 3650

Place of completion          12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion           20 August, 2019

     Section 9 Attachment

Name (xv)                                     % of voting rights if             % of voting rights           Total of both if
                                              it equals or is                   through financial            it equals or is
                                              higher than the                   instruments if it            higher than the          
                                              notifiable threshold              equals or is higher          notifiable threshold
                                                                                than the notifiable      
                                                                                threshold
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Limited
BlackRock Cayman West Bay IV Limited
BlackRock Group Limited
BlackRock Finance Europe Limited
BlackRock Investment Management (UK)
Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Limited
BlackRock Cayman West Bay IV Limited
BlackRock Group Limited
BlackRock Finance Europe Limited
BlackRock Advisors (UK) Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC
BlackRock Holdco 6, LLC
BlackRock Delaware Holdings Inc.
BlackRock Institutional Trust Company,
National Association

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock (Singapore) Holdco Pte. Ltd.
BlackRock HK Holdco Limited
BlackRock Asset Management North Asia
Limited

BlackRock, Inc.
Trident Merger, LLC
BlackRock Investment Management, LLC


BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Canada Holdings LP
BlackRock Canada Holdings ULC
BlackRock Asset Management Canada
Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC
BlackRock Holdco 6, LLC
BlackRock Delaware Holdings Inc.
BlackRock Fund Advisors

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Capital Holdings, Inc.
BlackRock Advisors, LLC


BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock (Singapore) Holdco Pte. Ltd.
BlackRock (Singapore) Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Australia Holdco Pty. Ltd.
BlackRock Investment Management
(Australia) Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco
Limited
BlackRock Cayman West Bay IV Limited
BlackRock Group Limited
BlackRock International Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock (Singapore) Holdco Pte. Ltd.
BlackRock HK Holdco Limited
BlackRock Lux Finco S.a.r.l.
BlackRock Japan Holdings GK
BlackRock Japan Co., Ltd.

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco
Limited
BlackRock Cayman West Bay IV Limited
BlackRock Group Limited
BlackRock Finance Europe Limited
BlackRock Investment Management (UK)
Limited
BlackRock Asset Management Deutschland AG

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco
Limited
BlackRock Cayman West Bay IV Limited
BlackRock Group Limited
BlackRock Finance Europe Limited
BlackRock (Netherlands) B.V.


     Glencore plc
     LEI: 2138002658CPO9NBH955


Notes
(i)   Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive
      2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.

(ii)  Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and
      accurate (e.g. address, LEI, domestic number identity). Indicate in the relevant section whether the issuer is a
      non UK issuer.

(iii) Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding
      (e.g. expiring of financial instruments) or acting in concert.

(iv)  This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or
      exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of Directive
      2004/109/EC; (c) all parties to the agreement referred to in Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a))
      or (d) the holder of financial instruments referred to in Article 13(1) of Directive 2004/109/EC (DTR5.3.1).

      As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different
      total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not
      provide for a specific method how to notify cases of acting in concert.

      In relation to the transactions referred to in points (b) to (h) of Article 10 of Directive 2004/109/EC (DTR5.2.1 (b)
      to (h)), the following list is provided as indication of the persons who should be mentioned:

          - in the circumstances foreseen in letter (b) of Article 10 of that Directive (DTR5.2.1 (b)), the natural person or
          legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural
          person or legal entity who is transferring temporarily for consideration the voting rights;

          - in the circumstances foreseen in letter (c) of Article 10 of that Directive (DTR5.2.1 (c)), the natural person or
          legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention 
          of exercising them, and natural person or legal entity lodging the collateral under these conditions;

          - in the circumstances foreseen in letter (d) of Article 10 of that Directive (DTR5.2.1 (d)), the natural person or
          legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights
          attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life
          interest is created;

          - in the circumstances foreseen in letter (e) of Article 10 of that Directive (DTR5.2.1 (e)), the controlling natural
          person or legal entity and, provided it has a notification duty at an individual level under Article 9 (DTR 5.1),
          under letters (a) to (d) of Article 10 of that Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those
          situations, the controlled undertaking;

          - in the circumstances foreseen in letter (f) of Article 10 of that Directive (DTR5.2.1 (f)), the deposit taker of the
          shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the
          depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

          - in the circumstances foreseen in letter (g) of Article 10 of that Directive (DTR5.2.1 (g)), the natural person or
          legal entity that controls the voting rights;

          - in the circumstances foreseen in letter (h) of Article 10 of that Directive (DTR5.2.1 (h)), the proxy holder, if he
          can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder
          allowing the latter to exercise the voting rights at his discretion (e.g. management companies).

(v)   Applicable in the cases provided for in Article 10 (b) to (h) of Directive 2004/109/EC (DTR5.2.1 (b) to (h). This
      should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to
      in Article 10 of that Directive (DTR5.2) unless the percentage of voting rights held by the shareholder is lower than
      the lowest notifiable threshold for the disclosure of voting rights holdings in accordance with national practices (e.g.
      identification of funds managed by management companies).

(vi)  The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took
      place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate
      event took effect.

(vii)The total number of voting rights shall be composed of all the shares, including depository receipts representing
     shares, to which voting rights are attached even if the exercise thereof is suspended.

(viii)If the holding has fallen below the lowest applicable threshold in accordance with national law, please note that it
     might not be necessary in accordance with national law to disclose the extent of the holding, only that the new
     holding is below that threshold.

(ix)  In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect holding", 
      please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, 
      please leave the relevant box blank.

(x)   Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.

(xi)  If the financial instrument has such a period - please specify this period - for example once every 3 months starting
      from (date).

(xii) In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta-
      adjusted basis (Article 13(1a) of Directive 2004/109/EC) (DTR 5.3.3.A).

(xiii)If the person subject to the notification obligation is either controlled and/or does control another undertaking then
      the second option applies.

(xiv) The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity has to
      be presented also in the cases, in which only on subsidiary level a threshold is crossed or reached and the subsidiary 
      undertaking discloses the notification as only thus the markets get always the full picture of the group holdings.
      In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains
      have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D,
      free row, A, E, F etc.).

(xv)  The names of controlled undertakings through which the voting rights and/or financial instruments are effectively
      held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable
      threshold themselves.

(xvi) Example: Correction of a previous notification.

SPONSOR
Absa Bank Limited (acting through its Corporate and Investment Banking Division)
Date: 21/08/2019 03:37:00
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