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GLENCORE PLC - GLN - Holding(s) in Company

Release Date: 23/08/2019 10:46
Code(s): GLN     PDF:  
 
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GLN - Holding(s) in Company

Glencore plc
(Incorporated in Jersey under the Companies (Jersey) Law 1991)
(Registration number 107710)
JSE Share Code: GLN
LSE Share Code: GLEN
HKSE Share Code: 805HK
ISIN: JE00B4T3BW64

Baar, Switzerland
23 August 2019
                                         Holding(s) in Company
Glencore plc received confirmation from Harris Associates L.P. on 22 August 2019 of the
information contained below:

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in
 Microsoft Word format if possible)

 1a. Identity of the issuer or the underlying             GLENCORE PLC
 issuer of existing shares to which voting
 rights are attached:
 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer                                                                                         X

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
 An acquisition or disposal of voting rights                                                           X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify):

 3. Details of person subject to the notification obligation

 Name                                                     Harris Associates L.P.

 City and country of registered office (if applicable)    Wilmington, Delaware, USA

 4. Full name of shareholder(s) (if different from 3)

 Name

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or            21/08/2019
 reached:

 6. Date on which issuer notified (DD/MM/YYYY):           22/08/2019

 7. Total positions of person(s) subject to the notification obligation:

                         % of voting rights % of voting rights       Total of both in    % Total number of
                         attached to        through financial        (8.A + 8.B)         voting rights of
                         shares             instruments                                  issuer
                         (total of 8.A)     (total of 8.B.1 + 8.B.2)
Resulting situation on   5.00%                                        5.00%              13,573,717,198
the date on which
threshold was
crossed or reached
Position of previous     4.91%                                        4.91%
notification (if
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached:
A: Voting rights attached to shares

Class/type of     Number of voting rights                                     % of voting rights
shares ISIN
code (if         Direct                Indirect                               Direct          Indirect
possible)        (Art 9 of Directive   (Art 10 of Directive 2004/109/EC)      (Art 9 of       (Art 10 of Directive
                 2004/109/EC)          (DTR5.2.1)                             Directive       2004/109/EC)
                 (DTR5.1)                                                     2004/109/EC)    (DTR5.2.1)
                                                                              (DTR5.1)
JE00B4T3BW64                            679,310,192                                            5.00%
Ordinary Shares                         (671,565,554 Ordinary Shares and
                                        3,872,319 Depository Receipt shares
                                        or 679,310,192 Ordinary Shares votes
                                        on a converted basis)

SUBTOTAL 8.A      679,310,192                                                  5.00%


B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of           Expiration date       Exercise/              Number of voting rights         % of voting
financial                               Conversion             that may be acquired if the     rights
instrument                              Period                 instrument is
                                                               exercised/converted


                                        SUBTOTAL
                                        8.B.1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))

Type of           Expiration date       Exercise/              Physical or     Number of       % of voting
financial                               Conversion             cash            voting rights   rights
instrument                              Period                 settlement


                                                               SUBTOTAL
                                                               8.B.2

 9. Information in relation to the person subject to the notification obligation (please mark the
 applicable box with an “X”)

 Person subject to the notification obligation is not controlled by any natural person or legal entity and
 does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
 issuer.

 Full chain of controlled undertakings through which the voting rights and/or the financial instruments      X
 are effectively held starting with the ultimate controlling natural person or legal entity (please add
 additional rows as necessary)

 Name                              % of voting rights if      % of voting rights        Total of both if it
                                   it equals or is higher     through financial         equals or is higher
                                   than the notifiable        instruments if it         than the notifiable
                                   threshold                  equals or is higher       threshold
                                                              than the notifiable
                                                              threshold
Harris Associates L.P.            5.00%                                                 5.00%


 10. In case of proxy voting, please identify:

 Name of the proxy holder
 The number and % of voting rights held
 The date until which the voting rights will be held


 11. Additional information:

 Place of completion              Chicago
 Date of completion               22/08/2019

Glencore plc
LEI: 2138002658CPO9NBH955


Sponsor
Absa Bank Limited (acting through its Corporate and Investment Banking Division)

Date: 23/08/2019 10:46:00
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