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ORION MINERALS LIMITED - Form 603 - Notice of Initial Substantial Holder

Release Date: 26/11/2019 09:34
Code(s): ORN     PDF:  
 
Wrap Text
Form 603 - Notice of Initial Substantial Holder

Orion Minerals Limited
Incorporated in the Commonwealth of Australia
Australian Company Number 098 939 274
ASX share code: ORN
JSE share code: ORN
ISIN: AU000000ORN1
(“Orion” or “the Company”)


Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder


To Company Name/Scheme                               Orion Minerals Limited
ACN/ARSN                                             098 939 274

1.Details of substantial holder (1)Name              United Super Pty Ltd
ACN/ARSN (if applicable)                             006 261 623

The holder became a substantial holder on            22/11/2019


2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme
that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder
became a substantial holder are as follows:

Class of securities (4)     Number of securities          Person's votes (5)              Voting power (6)
Ordinary Shares             156,102,533                   156,102,533                     5.61%

3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities
on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest          Nature of relevant interest (7)           Class and number of securities
United Super Pty Ltd                 Shareholder                               Ordinary Shares 156,102,533

4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant         Registered holder of           Person entitled to be          Class and number of
interest                   securities                     registered as holder (8)       securities
United Super Pty Ltd       JP Morgan Nominees             JP Morgan Nominees             Ordinary Shares
                           Australia Ltd as Custodian     Australia Ltd as Custodian     156,102,533
                           for United Super Pty Ltd       for United Super Pty Ltd
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four
months prior to the day that the substantial holder became a substantial holder is as follows:


Holder of relevant      Date of acquisition      Consideration (9)        Class and number of securities
interest
                                                 Cash        Non-cash
Please see
Annexure A


6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)                 Nature of association
N/A

7. Addresses
The addresses of persons named in this form are as follows:
Name                                              Address
United Super Pty Ltd                              Level 28, Casselden Place, 2 Lonsdale Street, Melbourne 3001
JP Morgan Nominees Australia Ltd                  Locked Bag 20049, Melbourne VIC 3001


Signature
print name             Paul Woodburn                   capacity       Company Secretary
sign here                                              date           26/11/2019




DIRECTIONS
1)         If there are a number of substantial holders with similar or related relevant interests (eg. a corporation
           and its related corporations, or the manager and trustee of an equity trust), the names could be
           included in an annexure to the form. If the relevant interests of a group of persons are essentially
           similar, they may be referred to throughout the form as a specifically named group if the membership
           of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

2)         See the definition of "associate" in section 9 of the Corporations Act 2001.
3)         See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
4)         The voting shares of a company constitute one class unless divided into separate classes.
5)         The total number of votes attached to all the voting shares in the company or voting interests in the
           scheme (if any) that the person or an associate has a relevant interest in.
6)         The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
7)         Include details of:
     (a)   any relevant agreement or other circumstances by which the relevant interest was acquired. If
           subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement,
           and a statement by the person giving full and accurate details of any contract, scheme or
           arrangement, must accompany this form, together with a written statement certifying this contract,
           scheme or arrangement; and

     (b)   any qualification of the power of a person to exercise, control the exercise of, or influence the exercise
           of, the voting powers or disposal of the securities to which the relevant interest relates (indicating
           clearly the particular securities to which the qualification applies).
           See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
8)         If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises
           because of an option) write "unknown".
9)         Details of the consideration must include any and all benefits, money and other, that any person from
           whom a relevant interest was acquired has, or may, become entitled to receive in relation to that
           acquisition. Details must be included even if the benefit is conditional on the happening or not of a
           contingency. Details must be included of any benefit paid on behalf of the substantial holder or its
           associate in relation to the acquisitions, even if they are not paid directly to the person from whom the
           relevant interest was acquired.

Annexure A

 Holder of relevant interest      Date of Acquisistion             Consideration(9)      Class of securities           Number of
                                                                                                                       securities
                                                               Cash          Non-Cash
                                  Opening balance                                                                      63 442 521
                                  22/07/2019
 United Super Pty Ltd                            5/9/2019      $ 289 710.97              Ordinary Shares                9 325 000
 United Super Pty Ltd                            6/9/2019       $ 59 958.22              Ordinary Shares                1 911 393
 United Super Pty Ltd                            9/9/2019       $ 31 628.98              Ordinary Shares                  986 236
 United Super Pty Ltd                           10/9/2019       $ 28 539.13              Ordinary Shares                  889 890
 United Super Pty Ltd                           11/9/2019       $ 11 224.64              Ordinary Shares                  350 000
 United Super Pty Ltd                           12/9/2019       $ 52 448.96              Ordinary Shares                1 635 432
 United Super Pty Ltd                           13/9/2019       $ 33 271.22              Ordinary Shares                1 037 443
 United Super Pty Ltd                           18/9/2019       $ 56 881.64              Ordinary Shares                1 830 864
 United Super Pty Ltd                           19/9/2019       $ 84 788.16              Ordinary Shares                2 729 098
 United Super Pty Ltd                           23/9/2019       $ 17 413.39              Ordinary Shares                  560 489
 United Super Pty Ltd                           1/11/2019      $ 437 500.00              Ordinary Shares               17 500 000
 United Super Pty Ltd                          22/11/2019    $ 1 347 604.18              Ordinary Shares               53 904 167
                               Closing Balance 22/11/2019                                                             156 102 533


26 November 2019

Sponsor
Merchantec Capital

Date: 26-11-2019 09:34:00
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