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QUILTER PLC - TR-1: Standard form for notification of major holdings

Release Date: 11/09/2019 10:30
Code(s): QLT     PDF:  
 
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TR-1: Standard form for notification of major holdings

QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number
06404270 and re-registered as a public limited company under the
Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")



TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if
 possible)i

 1a. Identity of the issuer or the underlying issuer of
                                                                                    Quilter plc
 existing shares to which voting rights are attachedii:

 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                               X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
                                                             Prudential Portfolio Managers
 Name
                                                             (South Africa) (PTY) Ltd
 City and country of registered office (if applicable)       Cape Town, South Africa

 4. Full name of shareholder(s) (if different from 3.)v

 Name

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or
                                                             06/09/2019
 reachedvi:
                                                             10/09/2019
 6. Date on which issuer notified (DD/MM/YYYY):

 7. Total positions of person(s) subject to the notification obligation


                                                                                                       1
                                                       % of voting rights
                          % of voting rights at-                                                      Total number of
                                                   through financial instru-     Total of both in %
                          tached to shares (to-                                                       voting rights of is-
                                                              ments                 (8.A + 8.B)
                               tal of 8. A)                                                           suervii
                                                    (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                                         4.83%                       0.00%                    4.83%        1,902,251,098
threshold was
crossed or reached
Position of previous
notification (if                         5.09%                       0.00%                    5.09%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares
Class/type of             Number of voting rightsix                         % of voting rights
shares
ISIN code (if possible)           Direct                 Indirect                    Direct                 Indirect
                            (Art 9 of Directive    (Art 10 of Directive        (Art 9 of Directive    (Art 10 of Directive
                              2004/109/EC)           2004/109/EC)           2004/109/EC) (DTR5.1)       2004/109/EC)
                                 (DTR5.1)              (DTR5.2.1)                                         (DTR5.2.1)
ORD GBP0.07
                                                            91,942,798                                              4.83%
GB00BDCXV269




SUBTOTAL 8. A                                               91,942,798                                              4.83%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                          Number of voting rights
Type of financial in-     Expiration     Exercise/                        that may be acquired if
                                                                                                      % of voting rights
strument                  datex          Conversion Periodxi              the instrument is
                                                                          exercised/converted.




                                         SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
                                     Exercise/         Physical or
Type of financial Expiration                                               Number of
                                     Conversion Pe-    cash                                  % of voting rights
instrument          datex                 xi                      xii      voting rights
                                     riod              settlement



                                                                                                                    2
                                                                SUBTOTAL
                                                                8.B.2




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv       X
(please add additional rows as necessary)
                                                                   % of voting rights
                                     % of voting rights if it
                                                                through financial instru-        Total of both if it equals
                                      equals or is higher
            Namexv                                               ments if it equals or is       or is higher than the noti-
                                      than the notifiable
                                                                higher than the notifiable            fiable threshold
                                           threshold
                                                                        threshold
Prudential Portfolio Managers
                                                       4.83%                           0.00%                          4.83%
(South Africa) (PTY) Ltd




10. In case of proxy voting, please identify:

Name of the proxy holder                                                                     N/A

The number and % of voting rights held                                                       N/A

The date until which the voting rights will be held                                          N/A




11. Additional informationxvi




                                                                                                                      3
Place of completion   London, United Kingdom

Date of completion    10 September 2019




11 September 2019

Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited




                                                            4

Date: 11/09/2019 10:30:00
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