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QUILTER PLC - TR-1: Standard form for notification of major holdings

Release Date: 14/01/2020 16:00
Code(s): QLT     PDF:  
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TR-1: Standard form for notification of major holdings

(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number
06404270 and re-registered as a public limited company under the
Companies Act 2006)
Quilter plc (the "Company")

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                            QUILTER PLC
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights

 An acquisition or disposal of financial instruments                                                 X

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                     Bank of America Corporation

 City and country of registered office (if applicable)    Wilmington, DE, United States

 4. Full name of shareholder(s) (if different from 3.)v


 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or
                                                          9th January 2020

 6. Date on which issuer notified (DD/MM/YYYY):           13th January 2020

 7. Total positions of person(s) subject to the notification obligation

                                                         % of voting rights
                          % of voting rights at-                                                                   Total number of
                                                     through financial instru-        Total of both in %
                          tached to shares (to-                                                                    voting rights of is-
                                                                ments                    (8.A + 8.B)
                               tal of 8. A)                                                                        suervii
                                                      (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which      0.041%                     3.019%                         3.060%
threshold was
crossed or reached
Position of previous      Below Notifiable           Below Notifiable               Below Notifiable
notification (if          Threshold                  Threshold                      Threshold

8. Notified details of the resulting situation on the date on which the threshold was crossed or
A: Voting rights attached to shares
Class/type of              Number of voting rightsix                            % of voting rights
ISIN code (if possible)             Direct                 Indirect                         Direct                        Indirect
                              (Art 9 of Directive      (Art 10 of Directive     (Art 9 of Directive 2004/109/EC)      (Art 10 of Directive
                           2004/109/EC) (DTR5.1)         2004/109/EC)                        (DTR5.1)                   2004/109/EC)
                                                           (DTR5.2.1)                                                     (DTR5.2.1)

                                                          782,566                                                         0.041%

SUBTOTAL 8. A                                  782,566                                                 0.041%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                              Number of voting rights
Type of financial in-      Expiration                                         that may be acquired if the           % of voting
                                                    Conversion Peri-
strument                   datex                                              instrument is                         rights
         N/A               N/A                      N/A                       N/A                                   N/A

                                                    SUBTOTAL 8. B 1           N/A                                   N/A

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                             Exercise/            Physical or
Type of financial      Expiration                                                         Number of vot-            % of voting
                                             Conversion Pe-       cash
instrument             datex                                                              ing rights                rights
                                             riod xi              settlementxii
Swaps                  13/02/2020            N/A                  Cash Settled                    2,911,433         0.153%

Swaps                  12/03/2020            N/A                  Cash Settled                       113,385        0.006%

Swaps                13/05/2020          N/A                   Cash Settled                    247,270     0.013%

Swaps                13/08/2020          N/A                   Cash Settled                 1,816,376      0.095%

Swaps                11/09/2020          N/A                   Cash Settled                21,006,866      1.104%

Swaps                12/11/2020          N/A                   Cash Settled                 1,623,022      0.085%

Swaps                11/12/2020          N/A                   Cash Settled                15,073,038      0.792%

Swaps                13/01/2021          N/A                   Cash Settled                 2,667,660      0.140%

Swaps                11/02/2021          N/A                   Cash Settled                11,965,272      0.629%

                                                               SUBTOTAL              57,424,322            3.019%

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv       X
(please add additional rows as necessary)

                                                   % of voting           % of voting rights
                                                                                                      Total of both if it
                                                    rights if it        through financial in-
                                                                                                         equals or is
                                                   equals or is            struments if it
                   Namexv                                                                              higher than the
                                                 higher than the         equals or is higher
                                                                                                      notifiable thresh-
                                                    notifiable           than the notifiable
                                                    threshold                threshold

 Bank of America Corporation                    N/A                     N/A                          N/A

 NB Holdings Corporation                        N/A                     N/A                          N/A

 BAC North America Holding Com-
                                                N/A                     N/A                          N/A
 Bank of America, National Associa-
                                                N/A                     N/A                          N/A

                                                N/A                     N/A                          N/A
 Bank of America Corporation

                                           N/A           N/A   N/A
 NB Holdings Corporation

                                           N/A           N/A   N/A
 BofAML Jersey Holdings Limited

                                           N/A           N/A   N/A
 MLEIH Funding

 SNC Farringdon International (Hold-       N/A           N/A   N/A
 ings) BV
 Merrill Lynch South Africa Proprietary    N/A           N/A   N/A

10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

Place of completion       United Kingdom

Date of completion        13th January 2020

14 January 2020

J.P. Morgan Equities South Africa Proprietary Limited


Date: 14-01-2020 04:00:00
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